Elaine J. Beneduci
Professional summary
Elaine Janet Beneduci is a registered financial advisor currently at OSAIC WEALTH, INC. located in Cresskill, New Jersey.
Elaine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Elaine has worked at 9 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Elaine Janet Beneduci's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Elaine Janet Beneduci's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 3, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 300 Knickerbocker Rd Suite 2600, Cresskill, NJ 07626December 3, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 300 Knickerbocker Rd Suite 2600, Cresskill, NJ 07626July 22, 2022 - December 23, 2024
B. RILEY WEALTH MANAGEMENT
March 22, 2021 - December 23, 2024
B. RILEY WEALTH ADVISORS, INC.
March 20, 2021 - July 22, 2022
NATIONAL SECURITIES CORPORATION
October 5, 2018 - April 9, 2021
WINSLOW, EVANS & CROCKER, INC.
October 5, 2018 - April 9, 2021
WINSLOW, EVANS & CROCKER, INC.
June 1, 2009 - October 9, 2018
MORGAN STANLEY
June 1, 2009 - October 9, 2018
MORGAN STANLEY
November 16, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
November 16, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
July 1, 2003 - December 10, 2007
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - December 10, 2007
WELLS FARGO CLEARING SERVICES, LLC
June 7, 2002 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
April 5, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
