Marc R. Derouen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Ray Derouen was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 2000. Marc had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2012 - April 11, 2025
LEGACY INVESTMENT STRATEGIES, LLC
March 30, 2000 - May 6, 2024
CROWN CAPITAL SECURITIES, L.P.
February 4, 2000 - March 31, 2000
MUTUAL SERVICE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEGACY INVESTMENT STRATEGIES, LLC
CRD#: 117423 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 359 |
| AUM (Assets Under Management) | $ 103,939,545 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
