Gregory Lee Florio
Professional Summary
Gregory Lee Florio is a registered financial advisor currently at SUPERVISION PARTNERS LLC located in New York, New York. Gregory is registered as a RR (Registered Representative) and started their career in finance in 2000. Gregory has worked at 2 firms and has passed the Series 63, Series 66, Series 82TO, Series 31, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
26 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
COMPLIANCE FIRST BROKERAGE, LLC | SV PARTNERS | SUPERVISION PARTNERS LLC | SUPERVISION BROKERAGE LLC
Contact Information
Main Address
641 Lexington Avenue Fl 17, New York, NY 10022Mailing Address
641 Lexington Avenue Fl 17, New York, NY 10022Phone Number
(212) 257-5790Established
New York since 11/25/2015Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
SmallFINRA licenses (32 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/12/2022)
(2/19/2022)
(1/18/2022)
(6/10/2022)
(12/22/2024)
(3/4/2022)
(5/29/2024)
(6/30/2020)
(6/18/2022)
(1/7/2022)
(1/28/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Jan 2023About the Series 82TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Gregory Lee Florio's CRS (Customer Relationship Summary).
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