Seth I. Gerber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Seth Ira Gerber, who also goes by Seth Gerber, was a registered financial professional .
Seth is a previously registered financial professional and started their career in finance in 2000. Seth had worked at 6 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 2009 - August 30, 2016
ZENITH SECURITIES LLC
June 27, 2007 - December 5, 2008
J.P. MORGAN SECURITIES LLC
December 17, 2003 - May 17, 2007
DEUTSCHE BANK SECURITIES INC.
August 13, 2003 - September 23, 2003
PERSHING LLC
April 12, 2002 - August 5, 2003
BNY CLEARING SERVICES LLC
June 2, 2000 - April 9, 2002
BOSTON PARTNERS SECURITIES, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ZENITH SECURITIES LLC
CRD#: 138135 / SEC#: , 8-67146
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
