DS
Darrel D. Shinn
ARCHER INVESTMENT
Bradenton, FL
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CRD#: 4124818
DS
Professional summary
Darrel Dwaine Shinn is a registered financial advisor currently at ARCHER INVESTMENT CORPORATION located in Bradenton, Florida.
Darrel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Darrel has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)SSB TAX PROFESSIONALS INC.; NOT INV REL: TAX PREP & ACCOUNTING,COUNSELING,PAYROLL,REPRESENTATION BEFORE IRS & STATES; PRESIDENT AS OF 4/83; 35HR/WK; PARTNERS: DONN D. SHINN (SON), EQUAL OWNER & VP: 2)LIFE INSURANCE, SAME ADDRESS AS REGISTERED LOCATION: 3)DARREL SHINN FINANCIAL SERVICES, INVESTMENT-RELATED, SAME ADDRESS AS REGISTERED LOCATION, DBA FOR INVESTMENT BUSINESS WITH CETERA FINANCIAL SPECIALISTS LLC, OWNER AND SOLE PROPRIETOR: 4) NAME OF OTHER BUSINESS: KIWANIS CLUB OF ANNA MARIA ISLAND, INC.; INVESTMENT RELATED: NO; ADDRESS: 464 63RD STREET, HOMES BEACH, FL 34217; NATURE OF BUSINESS: CIVIC CLUB; START DATE: 10/2018; POSITION/TITLE/RELATIONSHIP:BOARD MEMBER / MEMBERSHIP CHAIR / SCHOLARSHIP CHAIR; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: ADVISE TREASURER ON QUICKBOOKS PROGRAM, INDOCTRINATE NEW MEMBERS ON CLUB POLICIES, RAISE FUNDS FOR SCHOLARSHIP GRANTS; 5)NAME OF OTHER BUSINESS: KIWANIS CLUB OF ANNA MARIA ISLAND FOUNDATION, INC.; INVESTMENT RELATED: NO; ADDRESS: 464 63RD STREET, HOMES BEACH, FL 34217; NATURE OF BUSINESS: FOUNDATION; START DATE: 10/2018; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 3; BRIEF DESCRIPTION OF DUTIES: ASSIST PRESIDENT IN MONITORING INVESTMENTS AND ASSIST IN BENEFICIARY SELECTION;
CRS (Client Relationship Summary) - RIA
Click below to view Darrel Dwaine Shinn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 29, 2023 - Present
ARCHER INVESTMENT CORPORATION
RIA
CRD#: 136403
Bradenton, FL
Past
March 13, 2007 - November 22, 2023
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
BRADENTON, FL
Past
October 24, 2005 - November 22, 2023
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
BRADENTON, FL
Past
December 12, 2000 - October 24, 2005
C. J. M. PLANNING CORP.
BD
CRD#: 5698
POMPTON LAKES, NJ
Past
April 26, 2000 - November 20, 2000
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ARCHER INVESTMENT CORPORATION
ACCUPRO FINANCIAL SERVICES | WALKER WEALTH MANAGEMENT | TRANSITIONS FINANCIAL INDIANA | SULLIVAN WEALTH MANAGEMENT | PATTON & ASSOCIATES, LLC | NEWTON WEALTH MANAGEMENT | LAKE WEALTH MANAGEMENT | ARCHER INVESTMENT CORPORATION
CRD#: 136403 / SEC#: 801-64607
RIA
Registered Investment Advisory firm - (8/12/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(11/29/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AI
ARCHER INVESTMENT CORPORATION
ACCUPRO FINANCIAL SERVICES | WALKER WEALTH MANAGEMENT | TRANSITIONS FINANCIAL INDIANA | SULLIVAN WEALTH MANAGEMENT | PATTON & ASSOCIATES, LLC | NEWTON WEALTH MANAGEMENT | LAKE WEALTH MANAGEMENT | ARCHER INVESTMENT CORPORATION
CRD#: 136403 / SEC#: 801-64607
RIA
Registered Investment Advisory firm - (8/12/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11711 N. College Ave Suite 200, Carmel, IN 46032
Mailing Address
Phone number
(317) 581-5664
Established
Firm type
Fiscal year end
# of Employees
82
SEC notice filing (40 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,640 |
| AUM (Assets Under Management) | $ 900,511,000 |
Red Flags
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