Todd W. Reed
CETERA INVESTMENT ADVISERS LLC
WILLIAMSTOWN, KY 41097
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CRD#: 4124808
Professional summary
Todd Wesley Reed, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Williamstown, Kentucky and CETERA WEALTH SERVICES, LLC located in Aurora, Indiana.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Todd has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Todd W. Reed 486 Helton Road Williamstown KY 41097 Independent Insurance Agent Insurance Sales Agent 1/1/2004 8hrs~4hrs Insurance Agent 2) St. Elizabeth Healthcare Foundation Medical Village Drive Edgewood, KY 41017 Williamstown KY 41097 Other 8/25/2014 5hrs~1hrs I am volunteer for this organization. 3) RBF Services Inc. 486 Helton Road Williamstown KY 41097 Accounting Services/Tax Preparation Employee 3/1/1999 160hrs~65hrs I meet with clients, hire employees and manage this business. 4) Fiduciary Appointment Trustee 11335 Sheffield Lane Walton KY 41094 9/9/2020 20hrs~8hrs Trust document charges trustees to immediately liquidate all assets and distribute per trust document. 5) FLORENCE CHRISTIAN CHURCH; POSITION: Trustee NATURE: I serve a trustee for my church. This is a volunteer position. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2021; 486 Helton Rd, Williamstown KY 41097: My church asks me to review documents and execute documents as appropriate from time to time. I serve along side two other trustees. 6) RBF SERVICES INC. DBA BOTTOM LINE SERVICES; POSITION: Vice President NATURE: Accounting Services/Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 65 START DATE: 03/01/1999; 486 Helton Road, Williamstown KY 41097: I meet with clients, hire employees and manage this business. 7) NATIONAL BENEVOLENT ASSOCIATION POSITION: Board Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/08/2023 ADDRESS: 486 Helton Rd, Williamstown KY 41097, United States DESCRIPTION: As a board member, we make decisions about the direction of this church-related non-profit organization.
CRS (Client Relationship Summary) - RIA
Click below to view Todd Wesley Reed's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 486 Helton Rd, Williamstown, KY 41097Office #2: 312 2nd St., Aurora, IN 47001RIA
CRD#: 105644
WILLIAMSTOWN, KY
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 312 2nd St., Aurora, IN 47001Office #2: 300 Buttermilk Pike Ste 322, Ft. Mitchell, KY 41017Office #3: 486 Helton Rd, Williamstown, KY 41097BD
CRD#: 13572
Aurora, IN
Past
June 15, 2000 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
WILLIAMSTOWN, KY
Past
February 3, 2000 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
WILLIAMSTOWN, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/5/2025)
RR
Alaska(9/5/2025)
RR
California(9/5/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Indiana(9/5/2025)
IAR
Indiana(9/5/2025)
RR
Kansas(9/5/2025)
RR
Kentucky(9/5/2025)
IAR
Kentucky(9/5/2025)
RR
Louisiana(9/5/2025)
RR
Montana(10/7/2025)
RR
New York(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Ohio(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Utah(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
