PM
Pamela M. Manuel
CETERA INVESTMENT ADVISERS LLC
DALLAS, TX 75019
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CRD#: 4124452
PM
Professional summary
Pamela Moye Manuel, who also goes by Pamela Cristena Manuel, Pamela Cristena Moye Manuel, Pamela C Moye, Pamela Cristena Moye, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Dallas, Texas and CETERA WEALTH SERVICES, LLC located in Baton Rouge, Louisiana.
Pamela is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Pamela has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Pamela Cristena Manuel | Pamela Cristena Moye Manuel | Pamela C Moye | Pamela Cristena Moye
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) KCS WEALTH ADVISORS, LLC POSITION: Financial Advisor NATURE: Wealth Management Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/16/2019 ADDRESS: 1234 David Drive, Morgan City LA 70380, United States DESCRIPTION: Suggests and render financial services to clients based on their financial situation and goals, and review with these clients on a regular bases. 2) KORE FINANCIAL GROUP, LLC POSITION: Financial Advisor NATURE: Wealth Management Services INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/16/2019 ADDRESS: 1201 David Drive, Morgan City LA 70380, United States DESCRIPTION: Suggests and render financial services to clients based on their financial situation and goals, and review with these clients on a regular bases. 3) KCS WEALTH ADVISOR, LLC DBA KORE FINANCIAL GROUP POSITION: Senior Financial Advisor NATURE: Wealth Management Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/16/2019 ADDRESS: 1201 David Drive, Morgan City LA 70380, United States DESCRIPTION: Suggests and render financial services to clients based on their financial situation and goals, and review with these clients on a regular bases.
CRS (Client Relationship Summary) - RIA
Click below to view Pamela Moye Manuel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3200 Olympus Blvd Suite 100, Dallas, TX 75019Office #2: 11929 Bricksome Ave, Baton Rouge, LA 70816RIA
CRD#: 105644
DALLAS, TX
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 11929 Bricksome Ave, Baton Rouge, LA 70816Office #2: 1201 David Drive Suite 204, Morgan City, LA 70380Office #3: 200 South Main Street, Abbeville, LA 70510BD
CRD#: 13572
Baton Rouge, LA
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
DALLAS, TX
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
MORGAN CITY, LA
Past
January 23, 2019 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
Morgan City, LA
Past
January 23, 2019 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
MORGAN CITY, LA
Past
February 14, 2018 - January 28, 2019
LPL FINANCIAL LLC
RIA
CRD#: 6413
PATTERSON, LA
Past
February 14, 2018 - January 28, 2019
LPL FINANCIAL LLC
BD
CRD#: 6413
PATTERSON, LA
Past
July 8, 2011 - February 14, 2018
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
PATTERSON, LA
Past
March 4, 2011 - February 14, 2018
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
PATTERSON, LA
Past
July 6, 2005 - April 5, 2010
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
DES ALLEMANDS, LA
Past
September 18, 2000 - July 6, 2005
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(9/5/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Louisiana(9/5/2025)
IAR
Louisiana(9/5/2025)
RR
Missouri(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
