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SS

Stephen Shankman

MIRUS SECURITIES
BURLINGTON, MA 01803
Some features on this profile are disabled
CRD#: 4122802
SS
Stephen ShankmanMIRUS SECURITIES

Professional summary

Stephen Shankman, who also goes by Stephen Brian Shankman, is a registered financial professional currently at MIRUS SECURITIES, INC. located in Burlington, Massachusetts.

Stephen is registered as a RR (Registered Representative) and started their career in finance in 2000. Stephen has worked at 11 firms and has passed the Series 63, Series 79TO, SIE, Series 86, Series 87 and Series 7 exams.

Aliases

Stephen Brian Shankman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stephen Shankman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 14, 2026 - Present

MIRUS SECURITIES, INC.

Office #1: 200 Summit Drive Suite 460, Burlington, MA 01803Office #2: 200 Summit Drive Suite 460, Burlington, MA 01803
BD
CRD#: 29075
BURLINGTON, MA
Past

January 28, 2026 - May 20, 2026

RF M&A SERVICES LLC

BD
CRD#: 154250
CHARLOTTE, NC
Past

October 2, 2023 - January 2, 2026

REGIONS SECURITIES LLC

BD
CRD#: 159475
ATLANTA, GA
Past

April 29, 2017 - September 25, 2023

JEGI LLC

BD
CRD#: 134887
NEW YORK, NY
Past

June 26, 2013 - January 27, 2017

MARLIN & ASSOCIATES SECURITIES LLC

BD
CRD#: 152650
NEW YORK, NY
Past

June 24, 2010 - November 12, 2012

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

August 25, 2004 - October 30, 2009

NATIXIS SECURITIES AMERICAS LLC

BD
CRD#: 1101
NEW YORK, NY
Past

July 10, 2003 - August 24, 2004

BREAN CAPITAL, LLC

BD
CRD#: 23723
NEW YORK, NY
Past

December 7, 2000 - July 29, 2002

SANFORD C. BERNSTEIN & CO., LLC

BD
CRD#: 104474
NASHVILLE, TN
Past

July 17, 2000 - December 7, 2000

SANFORD C. BERNSTEIN & CO., INC.

BD
CRD#: 1232
NEW YORK, NY
Past

March 9, 2000 - June 13, 2000

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(7/14/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 11/28/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 12/29/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 86
Date: 12/16/2004
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 87
Date: 12/8/2004
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7
Date: 3/8/2000
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MS
MIRUS SECURITIES, INC.
MIRUS SECURITIES, INC. | ROSS CROSSLAND WESTON SECURITIES CO., INC.

CRD#: 29075 / SEC#: , 8-44085

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
200 Summit Drive Suite 460, Burlington, MA 01803
Mailing Address
200 Summit Drive Suite 460, Burlington, MA 01803
Phone number
(781) 418-5900
Established
Massachusetts since 05/05/1998
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
MIRUS CAPITAL ADVISORS, INC.SHAREHOLDER
CRAIN, ANDREW ORVILLEPRESIDENT4978710
FULLERTON, ALAN VINCENT JRCHIEF EXECUTIVE OFFICER2985490
KIERNAN, BRENDANMANAGING PARTNER5117947
SOTO, KATHERINE ANNECHIEF COMPLIANCE OFFICER5777865

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MIRUS SECURITIES, INC.

CRD#: 29075Burlington, MA 01803

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