Joseph N. Russell
Professional summary
Joseph Nicholas Russell, who also goes by Joseph N. Russell, is a registered financial advisor currently at CENTURY ADVISORY GROUP, LLC located in Woodcliff Lake, New Jersey and CETERA INVESTMENT ADVISERS LLC located in Woodcliff Lake, New Jersey.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Joseph has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Nicholas Russell's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 8, 2016 - Present
CENTURY ADVISORY GROUP, LLC
Office #1: 300 Tice Boulevard Suite 315, Woodcliff Lake, NJ 07677September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 300 Tice Boulevard Suite 315, Woodcliff Lake, NJ 07677September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 300 Tice Boulevard Suite 315, Woodcliff Lake, NJ 07677October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
July 7, 2017 - October 25, 2019
1ST GLOBAL ADVISORS INC
July 1, 2017 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
November 13, 2007 - December 7, 2015
OPPENHEIMER & CO. INC.
April 15, 2003 - November 14, 2007
OPPENHEIMER ASSET MANAGEMENT
January 3, 2003 - April 15, 2003
OPPENHEIMER & CO. INC.
January 3, 2003 - December 7, 2015
OPPENHEIMER & CO. INC.
July 30, 2002 - January 3, 2003
CIBC WORLD MARKETS CORP.
February 11, 2000 - January 3, 2003
CIBC WORLD MARKETS CORP.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/25/2016)
(6/9/2017)
(4/13/2017)
(1/2/2018)
(4/8/2016)
(9/5/2025)
(11/18/2021)
(5/18/2017)
(4/7/2017)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
