Mary F. Green

FEDERATED SECURITIES

New York, NY 10178

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CRD#: 4121857

Professional summary

Mary Flounders Green, who also goes by Mary Helen Flounders, Mary Flounders-green, is a registered financial professional currently at FEDERATED SECURITIES CORP. located in New York, New York.

Mary is registered as a RR (Registered Representative) and started their career in finance in 2000. Mary has worked at 5 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mary Helen Flounders | Mary Flounders-Green

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mary Flounders Green's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 11, 2019 - Present

FEDERATED SECURITIES CORP.

Office #1: 101 Park Avenue, Suite 4100, New York, NY 10178

RIA

CRD#: 5009

New York, NY

Past

July 1, 2016 - August 6, 2018

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

CRD#: 30107

STAMFORD, CT

Past

September 27, 2007 - July 1, 2016

GE INVESTMENT DISTRIBUTORS, INC

CRD#: 32087

STAMFORD, CT

Past

January 14, 2004 - March 9, 2005

BEAR STEARNS ASSET MANAGEMENT INC.

RIA

CRD#: 113359

NEW YORK, NY

Past

July 23, 2003 - July 23, 2003

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

NEW YORK, NY

Past

November 10, 2000 - September 16, 2002

BEAR STEARNS ASSET MANAGEMENT INC.

RIA

CRD#: 113359

NEW YORK, NY

Past

April 24, 2000 - March 9, 2005

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FEDERATED SECURITIES CORP.

CRD#: 5009 / SEC#: 801-70438, 8-15561

RIA

Registered Investment Advisory firm - SEC (8/17/2009 Approved)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(12/11/2019)

New York
(12/19/2019)

Pennsylvania
(12/11/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/30/2008

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 8/24/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/6/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/20/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FEDERATED SECURITIES CORP.

CRD#: 5009 / SEC#: 801-70438, 8-15561

RIA

Registered Investment Advisory firm - SEC (8/17/2009 Approved)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

1001 Liberty Avenue, Pittsburgh, PA 15222-3779

Mailing Address

1001 Liberty Avenue, Pittsburgh, PA 15222-3779

Phone number

(412) 288-1900

Established

Pennsylvania since 11/14/1969

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

300

SEC notice filing (52 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
FII HOLDINGS, INC.	OWNER
ARONSOHN, JEFF DAVIS JR	COMPLIANCE OFFICER	5414359
BURKE, BRYAN MARKHAM	EXECUTIVE VICE PRESIDENT	2659959
DONAHUE, THOMAS ROBERT	EXECUTIVE VICE PRESIDENT AND DIRECTOR	2766434
EISENBRANDT, PETER WILLIAM	EXECUTIVE VICE PRESIDENT	1676319
FAVERO, AUTUMN LYNN	ASSISTANT TREASURER, FINANCIAL OPERATIONS OFFICER AND PRINCIPAL FINANCIAL OFFICER	7844158
GERMAIN, PETER JOSEPH	DIRECTOR/VICE PRESIDENT	4152014
MOORE, KARY ANNE	SECRETARY	5989808
NOVAK, RICHARD ANTHONY	TREASURER	2901271
RONAYNE, BRIAN SEAN	EXECUTIVE VICE PRESIDENT	2158279
SENCHAK, FRANK CARL	DIRECTOR	6683477
UHLMAN, PAUL ADAM	DIRECTOR AND PRESIDENT	2043674
VAN METER, STEPHEN PAUL	CHIEF COMPLIANCE OFFICER	6020413

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Mary F. Green

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mary Flounders Green's CRS (Customer Relationship Summary).

Certified licenses

Experience

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

GE INVESTMENT DISTRIBUTORS, INC

BEAR STEARNS ASSET MANAGEMENT INC.

J.P. MORGAN SECURITIES LLC

BEAR STEARNS ASSET MANAGEMENT INC.

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

FEDERATED SECURITIES CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/30/2008

Series 66

Date: 8/24/2000

SIE

Date: 8/6/2018

Series 7

Date: 4/20/2000

FINRA

Current Firm

FEDERATED SECURITIES CORP.

Contact information

SEC notice filing (52 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FEDERATED SECURITIES CORP.

TRUST BUT VERIFY

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