Thomas M. Weil

FORT SHERIDAN ADVISORS LLC

Highland Park, IL 60035

Some features on this profile are disabled

CRD#: 4121774

Professional summary

Thomas Matthew Weil, who also goes by Tom Weil, is a registered financial advisor currently at FORT SHERIDAN ADVISORS LLC located in Highland Park, Illinois and AURORA SECURITIES located in Troy, Michigan.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Thomas has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tom Weil

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Health, Life, and Variable Insurance; Investment-Related; Agent 2) Karmin Capital Management; Investment-Related; DBA for Securities Business 3) Fort Sheridan Advisors LLC; Investment-Related; Registered Investment Advisor (RIA); Investment Adviser Representative 4) Secure Investors Group; Investment-Related; Insurance Agent; Agent; Start date 10/2024 5) Aurora Securities Inc. Broker Dealer Registered Representative Since 10/2024 Investment Related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Matthew Weil's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 26, 2019 - Present

FORT SHERIDAN ADVISORS LLC

Office #1: 600 Central Avenue Ste. 228, Highland Park, IL 60035

RIA

CRD#: 151139

Highland Park, IL

Current

October 22, 2024 - Present

AURORA SECURITIES

Office #1: 2565 West Maple, Troy, MI 48084

CRD#: 46147

Troy, MI

Past

January 23, 2012 - October 24, 2024

WESTERN INTERNATIONAL SECURITIES, INC.

RIA

CRD#: 39262

Highland Park, IL

Past

January 23, 2012 - October 24, 2024

WESTERN INTERNATIONAL SECURITIES, INC.

CRD#: 39262

Highland Park, IL

Past

May 2, 2006 - January 23, 2012

BURNHAM ASSET MANAGEMENT CORP

RIA

CRD#: 104960

NORTHBROOK, IL

Past

December 16, 2004 - January 23, 2012

BURNHAM SECURITIES INC.

CRD#: 22549

NEW YORK, NY

Past

February 7, 2001 - January 4, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

NORTHBROOK, IL

Past

February 7, 2000 - January 4, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORT SHERIDAN ADVISORS LLC

FORT SHERIDAN ADVISORS LLC | HPOP LLC | HPO PARTNERS

CRD#: 151139 / SEC#: 801-70517

RIA

Registered Investment Advisory firm - (9/9/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/22/2024)

Colorado
(10/22/2024)

Florida
(10/22/2024)

IAR

Illinois
(3/26/2019)

Illinois
(10/22/2024)

New York
(10/22/2024)

North Carolina
(11/1/2024)

Ohio
(10/22/2024)

Texas
(10/22/2024)

Virginia
(10/22/2024)

Wisconsin
(4/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/19/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/1/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/4/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 9/5/2003

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

FORT SHERIDAN ADVISORS LLC

FORT SHERIDAN ADVISORS LLC | HPOP LLC | HPO PARTNERS

CRD#: 151139 / SEC#: 801-70517

RIA

Registered Investment Advisory firm - (9/9/2009 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

600 Central Avenue Suite 365, Highland Park, IL 60035

Mailing Address

Phone number

(847) 559-9700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORT SHERIDAN ADVISORS LLC (3/20/2025)

Regulatory assets under management

Total Number of Accounts	931
AUM (Assets Under Management)	$ 908,900,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL

Allison Moran

ONEAMERICA SECURITIES, INC.

Lincolnshire, IL

Jason Erickson

VAN AKE CAPITAL LLC

IAR

WINNETKA, IL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Thomas M. Weil

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Matthew Weil's CRS (Customer Relationship Summary).

Certified licenses

Experience

AURORA SECURITIES

WESTERN INTERNATIONAL SECURITIES, INC.

WESTERN INTERNATIONAL SECURITIES, INC.

BURNHAM ASSET MANAGEMENT CORP

BURNHAM SECURITIES INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

FORT SHERIDAN ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/19/2001

Series 63

Date: 4/1/2000

SIE

Date: 10/1/2018

Series 7

Date: 2/4/2000

Series 9

Date: 9/5/2003

FINRA

Current Firm

FORT SHERIDAN ADVISORS LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FORT SHERIDAN ADVISORS LLC

TRUST BUT VERIFY

Similar Advisors