Anthony D. Ranchigoda
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Danesh Ranchigoda, who also goes by Anthony D Ranchigoda, Dan Ranchigoda, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 2000. Anthony had worked at 7 firms and has passed the Series 66, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2021 - February 18, 2022
PACIFIC OAK CAPITAL MARKETS, LLC
April 16, 2015 - November 3, 2020
GRIFFIN CAPITAL SECURITIES, LLC
June 6, 2014 - March 24, 2015
WELLS FARGO CLEARING SERVICES, LLC
June 6, 2014 - March 24, 2015
WELLS FARGO CLEARING SERVICES, LLC
December 11, 2004 - January 27, 2014
METLIFE INVESTORS DISTRIBUTION COMPANY
May 19, 2003 - December 11, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
February 5, 2001 - May 9, 2003
TRADEPORTAL SECURITIES, INC.
March 7, 2000 - July 27, 2000
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/13/2001
Limited Representative-Equity Trader ExamCurrent Firm
PACIFIC OAK CAPITAL MARKETS, LLC
CRD#: 309350 / SEC#: , 8-70537
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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