Edward Rubin
Professional summary
Edward Rubin is a registered financial professional currently at THE BENCHMARK COMPANY, LLC located in New York, New York.
Edward is registered as a RR (Registered Representative) and started their career in finance in 2000. Edward has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edward Rubin's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 26, 2019 - Present
THE BENCHMARK COMPANY, LLC
Office #1: 150 E 58th Street 17th Floor, New York, NY 10155March 16, 2017 - January 12, 2018
AEON CAPITAL INC
April 8, 2014 - April 8, 2015
KLR GROUP, LLC
February 27, 2014 - March 11, 2014
H.C.WAINWRIGHT & CO., LLC
June 19, 2002 - November 15, 2012
RODMAN & RENSHAW, LLC
March 8, 2000 - June 4, 2002
LADENBURG THALMANN & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/27/2019)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
THE BENCHMARK COMPANY, LLC
CRD#: 22982 / SEC#: , 8-40081
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
