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Edward Rubin

NOBLE CAPITAL MARKETS
BOCA RATON, FL
·CRD# 4121597·26 years experience

Professional Summary

Edward Rubin is a registered financial advisor currently at NOBLE CAPITAL MARKETS, INC. located in Boca Raton, Florida. Edward is registered as a RR (Registered Representative) and started their career in finance in 2000. Edward has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

NOBLE CAPITAL MARKETS, INC.·CRD# 15768
BD
150 East Palmetto Park Road Suite 110, Boca Raton, FL 33432
September 2, 2026 - Present
THE BENCHMARK COMPANY, LLC·CRD# 22982
BD
New York, NY
November 26, 2019 - August 26, 2026
AEON CAPITAL INC·CRD# 164004
BD
Middletown, NJ
March 16, 2017 - January 12, 2018
KLR GROUP, LLC·CRD# 165586
BD
New York, NY
April 8, 2014 - April 8, 2015
H.C.WAINWRIGHT & CO., LLC·CRD# 375
BD
New York, NY
February 27, 2014 - March 11, 2014
RODMAN & RENSHAW, LLC·CRD# 16415
BD
New York, NY
June 19, 2002 - November 15, 2012
LADENBURG THALMANN & CO. INC.·CRD# 505
BD
New York, NY
March 8, 2000 - June 4, 2002

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Current Firm

NC
NOBLE CAPITAL MARKETS, INC.

NOBLE CAPITAL MANAGEMENT INC | NOBLE LIFE SCIENCE PARTNERS | NOBLE INTERNATIONAL INVESTMENTS, INC. | NOBLE FINANCIAL CAPITAL MARKETS | NOBLE CAPITAL MARKETS, INC.

CRD#: 15768 / SEC#: 8-32706
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

150 East Palmetto Park Road Suite 110, Boca Raton, FL 33432

Mailing Address

150 East Palmetto Park Road Suite 110, Boca Raton, FL 33432

Phone Number

(561) 994-1191

Established

Florida since 09/21/1984

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NOBLE FINANCIAL GROUP, INC.SHAREHOLDER—
LEAN, DAVID JONATHANCCO3114377
PRONK, NICOLAAS PETRUSOWNER, CEO, CFO1726101

Disclosures

Regulatory Event

9

Arbitration

11

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(9/2/2026)
RR
New Jersey
(9/2/2026)
RR
New York
(9/2/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2002About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2000About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 2002About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Edward Rubin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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