Nicolaas Petrus Pronk
Professional Summary
Nicolaas Petrus Pronk, who also goes by Nico Petrus Pronk, is a registered financial advisor currently at NOBLE CAPITAL MANAGEMENT, INC. located in Westport, Connecticut and NOBLE CAPITAL MARKETS, INC. located in Boca Raton, Florida. Nicolaas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Nicolaas has worked at 3 firms and has passed the Series 66, Series 63, Series 79TO, Series 99TO, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Nico Petrus Pronk
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
38 years in the financial services industry
Current & Past Employments
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Current Firm
NOBLE CAPITAL MANAGEMENT, INC.
Contact Information
Main Address
150 East Palmetto Park Road Suite 110, Boca Raton, FL 33432Phone Number
(561) 994-1191# of Employees
4Documents
Regulatory Assets Under Management
Total Number of Accounts
34AUM (Assets Under Management)
$10,000,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(4/18/2007)
(5/27/2021)
(1/1/1992)
(5/3/1997)
(1/16/1992)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Nicolaas Petrus Pronk's CRS (Customer Relationship Summary).
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