Antoinette M. Martinez
Professional summary
Antoinette Margaret Martinez, who also goes by Antoinette Martinez, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Covington, Kentucky.
Antoinette is registered as a RR (Registered Representative) and started their career in finance in 2000. Antoinette has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Antoinette Margaret Martinez's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 22, 2016 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 100 Crosby Parkway, Covington, KY 41015April 14, 2015 - December 7, 2015
JOHN HANCOCK DISTRIBUTORS LLC
March 30, 2012 - April 15, 2015
NYLIFE DISTRIBUTORS LLC
January 26, 2005 - March 16, 2012
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
April 18, 2000 - February 27, 2004
ADP BROKER-DEALER, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/15/2022)
(12/3/2024)
(1/6/2017)
(1/22/2016)
(1/5/2018)
(1/6/2017)
(1/6/2017)
(1/4/2019)
(9/10/2021)
(4/29/2016)
(1/7/2018)
(9/10/2021)
(1/6/2017)
Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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