AE
Aaron R. Estrada
TRINITY PORTFOLIO ADVISORS
Southlake, TX 76092
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CRD#: 4120496
AE
Professional summary
Aaron Roderick Estrada is a registered financial advisor currently at TRINITY PORTFOLIO ADVISORS, LLC located in Southlake, Texas.
Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Aaron has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ACTIVITY: INSURANCE AGENT; VARIOUS COMPANIES ;NATURE OF BUSINESS: NON INVESTMENT RELATED; PROVIDING INSURANCE PRODUCTS POSITION/TITLE/ASSOCIATION & DUTIES: LICENSED INSURANCE AGENT; OFFER & RECOMMEND LIFE & HEALTH & DISABILITY INSURANCE SOLUTIONS; THROUGH VARIOUS CARRIERS COMPENSATION: COMMISSIONS START DATE OF ACTIVITY: FEBRUARY 2014 TIME SPENT: APPROXIMATELY 130 HOURS SPENT PER MONTH TIME SPENT DURING TRADING HOURS: APPROXIMATELY 130 HOURS SPENT PER MONTH 2. ACTIVITY: TAX AND BUSINESS CONSULTING SERVICES NAME AND ADDRESS OF BUSINESS: ESTRADA WEBB AND ASSOCIATES, 121 COUNTRYSIDE COURT, STE 140, SOUTHLAKE, TX 76092 NATURE OF BUSINESS: NON INVESTMENT RELATED; TAX PREPARATION SERVICES, BUSINESS CONSULTING POSITION/TITLE/ASSOCIATION & DUTIES: TAX PREPARATION AND BUSINESS CONSULTING START DATE OF ACTIVITY: FEBRUARY 2014 COMPENSATION: DIRECT TIME SPENT: APPROXIMATELY 5 HOURS SPENT PER MONTH TIME SPENT DURING TRADING HOURS: APPROXIMATELY 5 HOURS SPENT PER MONTH 3.ACTIVITY: BOOKKEEPING; RT LENDING, LLC; NATURE OF BUSINESS: INVESTMENT RELATED; RT LENDING LENDS FUNDS TO HOMEBUYERS ON SHORT-TERM BASIS. POSITION/TITLE/ASSOCIATION & DUTIES: PARTNER COMPENSATION: OWNERS DISTRIBUTIONS START DATE OF ACTIVITY: MARCH 2023 TIME SPENT: APPROXIMATELY 2 HOURS SPENT PER MONTH TIME SPENT DURING TRADING HOURS: APPROXIMATELY 0 HOURS SPENT PER MONTH 4. ACTIVITY: COACHING YOUTH FOOTBALL. GRAPEVINE FAITH FOOTBALL LEAGUE ;NATURE OF BUSINESS: NON INVESTMENT RELATED; POSITION/TITLE/ASSOCIATION & DUTIES: FOOTBALL COACH COMPENSATION: SALARY OF $2200 START DATE OF ACTIVITY: AUGUST 2024 TIME SPENT: APPROXIMATELY 40-50 HOURS SPENT PER MONTH TIME SPENT DURING TRADING HOURS: APPROXIMATELY 10 HOURS SPENT PER WEEK
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Roderick Estrada's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 6, 2016 - Present
TRINITY PORTFOLIO ADVISORS, LLC
Office #1: 121 Countryside Court Suite 140, Southlake, TX 76092Office #2: 121 Countryside Court, Ste 140, Southlake, TX 76092RIA
CRD#: 151721
Southlake, TX
Past
October 8, 2014 - August 29, 2016
CFO4LIFE, L.P.
RIA
CRD#: 146904
COPPELL, TX
Past
February 20, 2014 - August 8, 2016
AUSDAL FINANCIAL PARTNERS, INC.
BD
CRD#: 7995
COPPELL, TX
Past
January 8, 2003 - February 13, 2014
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
BEDFORD, TX
Past
August 14, 2001 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
May 31, 2001 - December 16, 2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Past
January 20, 2000 - December 31, 2000
PRO-INTEGRITY SECURITIES, INC.
BD
CRD#: 44707
LONGVIEW, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
TRINITY PORTFOLIO ADVISORS, LLC
ADAMI, LINDSEY & COMPANY, LLP | VOGEL FINANCIAL GROUP | TRINITY PORTFOLIO ADVISORS, LLC | TRINITY LS INVESTMENTS, LLC | TRINITY LS FUND III | TRINITY 2015 LS FUND | TRINITY 2014 LS FUND | THE M GROUP | TEXOMA FINANCIAL SERVICES, LP | RYLANDER, CLAY & OPITZ | PRIDE FINANCIAL ADVISORS | PATTON FINANCIAL SERVICES | NVEST WEALTH MANAGEMENT | HAYDEN FINANCIAL PARTNERS | GOLLOB, MORGAN & PEDDY FINANCIAL SERVICES | FREE4HIM, LLC | FORD & JOSLIN, LLC | FERGUSON OBERST WEALTH MANAGEMENT | ESTRADA WEBB & ASSOCIATES | COVENANT FAMILY FINANCIAL | CHALK, CULLUM & ASSOCIATES | CHALK CULLUM WEALTH MANAGEMENT, LLC | ALLEN WEALTH ADVISORS, LLC
CRD#: 151721 / SEC#: 801-70663
RIA
Registered Investment Advisory firm - (10/21/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(8/6/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TP
TRINITY PORTFOLIO ADVISORS, LLC
ADAMI, LINDSEY & COMPANY, LLP | VOGEL FINANCIAL GROUP | TRINITY PORTFOLIO ADVISORS, LLC | TRINITY LS INVESTMENTS, LLC | TRINITY LS FUND III | TRINITY 2015 LS FUND | TRINITY 2014 LS FUND | THE M GROUP | TEXOMA FINANCIAL SERVICES, LP | RYLANDER, CLAY & OPITZ | PRIDE FINANCIAL ADVISORS | PATTON FINANCIAL SERVICES | NVEST WEALTH MANAGEMENT | HAYDEN FINANCIAL PARTNERS | GOLLOB, MORGAN & PEDDY FINANCIAL SERVICES | FREE4HIM, LLC | FORD & JOSLIN, LLC | FERGUSON OBERST WEALTH MANAGEMENT | ESTRADA WEBB & ASSOCIATES | COVENANT FAMILY FINANCIAL | CHALK, CULLUM & ASSOCIATES | CHALK CULLUM WEALTH MANAGEMENT, LLC | ALLEN WEALTH ADVISORS, LLC
CRD#: 151721 / SEC#: 801-70663
RIA
Registered Investment Advisory firm - (10/21/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
121 Countryside Court Suite 140, Southlake, TX 76092
Mailing Address
Phone number
(817) 416-7227
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,268 |
| AUM (Assets Under Management) | $ 488,219,840 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/22/2025 | ||
| 09/13/2024 | ||
| 10/27/2023 | ||
| 01/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
