Dean E. Zieschang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dean Edward Zieschang was a registered financial professional .
Dean is a previously registered financial professional and started their career in finance in 2000. Dean had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2013 - January 31, 2017
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
June 17, 2010 - September 30, 2011
FSC SECURITIES CORPORATION
June 11, 2010 - September 30, 2011
FSC SECURITIES CORPORATION
September 15, 2004 - September 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 15, 2004 - September 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 6, 2003 - September 9, 2004
CHASE INVESTMENT SERVICES CORP.
March 6, 2003 - September 9, 2004
CHASE INVESTMENT SERVICES CORP.
October 25, 2002 - January 31, 2003
CHASE INVESTMENT SERVICES CORP.
February 9, 2000 - January 31, 2003
CHASE INVESTMENT SERVICES CORP.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
