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BR

Brian Francis Reschke

PERSHING

LAKE MARY, FL

·CRD# 4119596·26 years experience

Professional Summary

Brian Francis Reschke, who also goes by Brian F. Reschke, is a registered financial advisor currently at PERSHING LLC located in Lake Mary, Florida and BNY MELLON CAPITAL MARKETS, LLC located in Lake Mary, Florida. Brian is registered as a RR (Registered Representative) and started their career in finance in 2000. Brian has worked at 7 firms and has passed the Series 63, Series 52TO, Series 79TO, Series 99TO, Series 57TO, SIE, Series 55, Series...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Brian F. Reschke

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

PERSHING LLC·CRD# 7560

BD

300 Colonial Center Parkway, Lake Mary, FL 32746

July 11, 2012 - Present

BNY MELLON CAPITAL MARKETS, LLC·CRD# 17454

BD

300 Colonial Center Parkway, Lake Mary, FL 32746

April 5, 2024 - Present

BNY MELLON CAPITAL MARKETS, LLC·CRD# 17454

BD

Lake Mary, FL

January 2, 2014 - August 7, 2017

PERSHING ADVISOR SOLUTIONS LLC·CRD# 36671

BD

Lake Mary, FL

June 29, 2012 - July 11, 2012

WINDSOR STREET CAPITAL, LP·CRD# 34171

BD

Longwood, FL

July 1, 2011 - June 15, 2012

ANDERSON & STRUDWICK, INCORPORATED·CRD# 48

BD

Orlando, FL

July 8, 2010 - July 1, 2011

JESUP & LAMONT SECURITIES CORP·CRD# 39056

BD

Longwood, FL

November 25, 2008 - July 30, 2010

EMPIRE FINANCIAL GROUP, INC.·CRD# 28759

BD

Longwood, FL

March 1, 2000 - December 23, 2008

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Current Firm

BM

BNY MELLON CAPITAL MARKETS, LLC

BNY CAPITAL MARKETS | MELLON INVESTMENT PRODUCTS COMPANY | MELLON FINANCIAL SERVICES CORPORATION | MELLON FINANCIAL MARKETS, LLC | MELLON FINANCIAL MARKETS, INC. | BNY MELLON CAPITAL MARKETS, LLC

CRD#: 17454 / SEC#: 8-35255

BD

Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

240 Greenwich Street, New York, NY 10286

Mailing Address

240 Greenwich Street 3rd Floor, New York, NY 10286

Phone Number

(212) 815-4972

Established

Delaware since 12/29/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

Name	Position	CRD#
BNY CAPITAL MARKETS HOLDINGS, INC.	SOLE SHAREHOLDER	—
DAVID, ERIC CIMARRON	CHIEF OPERATIONS OFFICER (COO), PRINCIPAL OPERATIONS OFFICER	3132045
DUFFANY, STEPHEN JOHN	CHIEF FINANCIAL OFFICER (CFO), PRINCIPAL FINANCIAL OFFICER (PFO)	2535640
HIGGINS, ALISON MATTHESEN	BOARD OF MANAGERS, CHIEF COMPLIANCE OFFICER (CCO)	6718782
KLINGER, DANIEL ADAM	BOARD OF MANAGERS	2983871
LYNCH, ROBERT E	BOARD OF MANAGERS, CO-CHIEF EXECUTIVE OFFICER (CO-CEO)	2981333
MCCORMICK, JEFFREY	BOARD OF MANAGERS	5261504
SKOKO, DRAGAN	BOARD OF MANAGERS, CO-CHIEF EXECUTIVE OFFICER (CO-CEO)	4394961

Disclosures

Regulatory Event

25

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(7/11/2012)

RR

Alaska
(7/12/2012)

RR

Arizona
(7/11/2012)

RR

Arkansas
(7/12/2012)

RR

California
(7/11/2012)

RR

Colorado
(7/11/2012)

RR

Connecticut
(7/16/2012)

RR

Delaware
(7/11/2012)

RR

District of Columbia
(7/11/2012)

RR

Florida
(7/20/2012)

RR

Georgia
(7/11/2012)

RR

Hawaii
(7/11/2012)

RR

Idaho
(7/11/2012)

RR

Illinois
(7/11/2012)

RR

Indiana
(7/12/2012)

RR

Iowa
(7/11/2012)

RR

Kansas
(7/11/2012)

RR

Kentucky
(7/11/2012)

RR

Louisiana
(7/11/2012)

RR

Maine
(7/11/2012)

RR

Maryland
(7/11/2012)

RR

Massachusetts
(7/12/2012)

RR

Michigan
(7/12/2012)

RR

Minnesota
(7/11/2012)

RR

Mississippi
(7/11/2012)

RR

Missouri
(7/11/2012)

RR

Montana
(7/11/2012)

RR

Nebraska
(7/12/2012)

RR

Nevada
(7/12/2012)

RR

New Hampshire
(7/11/2012)

RR

New Jersey
(7/11/2012)

RR

New Mexico
(7/11/2012)

RR

New York
(7/11/2012)

RR

North Carolina
(7/12/2012)

RR

North Dakota
(7/11/2012)

RR

Ohio
(7/12/2012)

RR

Oklahoma
(7/11/2012)

RR

Oregon
(7/12/2012)

RR

Pennsylvania
(7/12/2012)

RR

Puerto Rico
(7/12/2012)

RR

Rhode Island
(7/11/2012)

RR

South Carolina
(7/11/2012)

RR

South Dakota
(7/11/2012)

RR

Tennessee
(7/11/2012)

RR

Texas
(7/11/2012)

RR

Utah
(7/12/2012)

RR

Vermont
(7/11/2012)

RR

Virgin Islands
(7/11/2012)

RR

Virginia
(7/12/2012)

RR

Washington
(7/11/2012)

RR

West Virginia
(7/12/2012)

RR

Wisconsin
(7/11/2012)

RR

Wyoming
(7/11/2012)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2000About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jul 2023About the Series 52TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Dec 2012

Series 7 — General Securities Representative Examination

Passed Feb 2000About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Jun 2020About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed May 2002About the Series 24 exam

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SRO Registrations

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SRO Registrations

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MIAX Emerald, LLC

SRO Registrations

MIAX PEARL, LLC

SRO Registrations

MIAX Sapphire

SRO Registrations

MX2 LLC

SRO Registrations

Miami International Securities Exchange, LLC

SRO Registrations

NYSE American LLC

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CRS (Client Relationship Summary) - BD

Click below to view Brian Francis Reschke's CRS (Customer Relationship Summary).

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BR

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