AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JN

Joyce Narain

Some features on this profile are disabled
CRD#: 4119275
JN

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joyce Narain, who also goes by Joyce Cossou, was a registered financial professional .

Joyce is a previously registered financial professional and started their career in finance in 2000. Joyce had worked at 5 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Joyce Cossou

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 29, 2005 - August 31, 2012

CAPITAL ONE INVESTMENT SERVICES LLC

BD
CRD#: 25658
HOBOKEN, NJ
Past

April 2, 2004 - June 3, 2004

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
APPLETON, WI
Past

October 11, 2001 - September 30, 2003

ESSEX NATIONAL SECURITIES, LLC

BD
CRD#: 25454
NAPA, CA
Past

August 7, 2000 - August 20, 2001

QUICK & REILLY, INC.

BD
CRD#: 11217
NEW YORK, NY
Past

February 4, 2000 - August 7, 2000

FLEET ENTERPRISES, INC.

BD
CRD#: 17434
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/1/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 1/27/2000
Investment Company Products/Variable Contracts Representative Examination

Current Firm

CO
CAPITAL ONE INVESTMENT SERVICES LLC
CAPITAL ONE INVESTMENT SERVICES CORPORATION | NFB INVESTMENT SERVICES CORPORATION | NFB INVESTMENT SERVICES CORP. | COMPASS INVESTMENT SERVICES CORP. | CAPITAL ONE INVESTMENT SERVICES LLC

CRD#: 25658 / SEC#: , 8-41948

BD
Terminated by SEC on 03/31/2015
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Mailing Address
Phone number
Established
New York since 07/31/2008
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
CAPITAL ONE, N.A.SOLE SHAREHOLDER
BUTLER, YVETTEPRESIDENT & CEO2471482
CONSTANTINO, KRISTEN DANIELLECHIEF COMPLIANCE OFFICER3001473
DEBLANC, RONALD JOSEPHCHIEF FINANCIAL OFFICER/FINANCIAL OPERATIONS PRINCIPAL1672968
DELMONACO, JEAN MARIEMSRB PRINCIPAL1452891

Disclosures

Regulatory Event2
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITAL ONE INVESTMENT SERVICES LLC

CRD#: 25658

TRUST BUT VERIFY

Monitor Joyce Narain

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.