Yvette Sadler Butler
Professional Summary
Yvette Sadler Butler, who also goes by Yvette Butler, Yvette P Sadler, was a registered financial advisor. Yvette was a previously registered financial professional and started their career in finance 1998 - 2022. Yvette had worked at 10 firms and has passed the Series 66, Series 99TO, Series 7TO, SIE, Series 7, Series 9, Series 24 and Series 10 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Yvette Butler, Yvette P Sadler
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
SVB INVESTMENT SERVICES INC. | SVB WEALTH ADVISORY, INC.
Contact Information
Main Address
505 Howard Street Third Floor, San Francisco, CA 94105Mailing Address
275 Grove Street Suite 2-200, Newton, MA 02466Phone Number
(415) 764-3145Established
Delaware since 05/29/2013Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
80Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST-CITIZENS BANK & TRUST COMPANY | PARENT COMPANY - OWNER | — |
Regulatory Assets Under Management
Total Number of Accounts
1,816AUM (Assets Under Management)
$1,465,036,204Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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