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Anthony Garcia Marcelino

Anthony G. Marcelino

MSEC | Wealth Advisor
Pleasanton, CA 94566
Some features on this profile are disabled
CRD#: 4118984
Anthony Garcia Marcelino

Professional summary

Anthony Garcia Marcelino, who also goes by Anthony G Marcelino, Mark Anthony Marcelino, is a registered financial professional currently at MSEC, LLC located in Pleasanton, California.

Anthony is registered as a RR (Registered Representative) and started their career in finance in 2002. Anthony has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

Biography

Anthony works with a wealth team to provide customized wealth management solutions to clients to help them achieve their goals. Prior to joining Mariner Wealth Advisors, he worked as a financial planning associate at Viewpoint Financial Network. He has also worked for A.G. Edwards Institutional Sales and for Smith Barney as a sales assistant working with retail clients and the stock options department. Anthony holds a bachelor’s degree in industrial engineering from California Polytechnic University at San Luis Obispo.
top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Anthony G Marcelino | Mark Anthony Marcelino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anthony Garcia Marcelino's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 11, 2023 - Present

MSEC, LLC

Office #1: 7011 Koll Center Pkwy Suite 260, Pleasanton, CA 94566
BD
CRD#: 154327
Pleasanton, CA
Past

August 12, 2014 - January 4, 2022

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
Pleasanton, CA
Past

May 24, 2011 - August 15, 2014

FINANCIAL TELESIS INC

BD
CRD#: 31012
PLEASANTON, CA
Past

January 1, 2008 - July 14, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
SAN FRANCISCO, CA
Past

January 1, 2008 - July 14, 2009

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
SAN FRANCISCO, CA
Past

September 14, 2005 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA
CRD#: 4
SAN FRANCISCO, CA
Past

September 6, 2005 - January 3, 2008

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
SAN FRANCISCO, CA
Past

April 26, 2004 - February 14, 2005

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

July 12, 2002 - December 18, 2003

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(1/31/2024)
RR
California
(12/11/2023)
RR
Florida
(1/31/2024)
RR
Hawaii
(1/31/2024)
RR
Idaho
(1/31/2024)
RR
Illinois
(1/31/2024)
RR
Iowa
(1/31/2024)
RR
Kentucky
(1/31/2024)
RR
Massachusetts
(1/31/2024)
RR
Minnesota
(10/3/2025)
RR
Nevada
(1/31/2024)
RR
New York
(1/31/2024)
RR
Oregon
(1/31/2024)
RR
Texas
(1/31/2024)
RR
Utah
(1/31/2024)
RR
Washington
(1/31/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 7/23/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/11/2002
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

ML
MSEC, LLC
MARINER | MSEC, LLC | MONTAGE SECURITIES, LLC | MARINER WEALTH ADVISORS | MARINER WEALTH

CRD#: 154327 / SEC#: , 8-68627

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
5700 W 112th Street Suite 500, Overland Park, KS 66211
Mailing Address
5700 W 112th Street Suite 500, Overland Park, KS 66211
Phone number
(913) 904-5700
Established
Delaware since 05/13/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MARINER WEALTH ADVISORS, LLCMEMBER
DORIAN, ANNE JENELLEPRESIDENT5736231
ERSKINE, ANN TERESACHIEF COMPLIANCE OFFICER5071135
STEIGHNER, KAREN ANNPFO/POO/FINOP1100675

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MSEC, LLC

Wealth AdvisorCRD#: 154327Pleasanton, CA 94566

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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