Shepard A. Buckman
Professional summary
Shepard Alan Buckman, who also goes by Shep Alan Buckman, Shep Buckman, is a registered financial advisor currently at SEQUENCE WEALTH MANAGEMENT located in Arlington, Virginia.
Shepard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Shepard has worked at 7 firms and has passed the Series 65, Series 63, Series 3, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Shepard Alan Buckman's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 23, 2023 - Present
SEQUENCE WEALTH MANAGEMENT
April 9, 2020 - August 22, 2023
EQUITAS CAPITAL ADVISORS,LLC
August 16, 2018 - March 8, 2019
UNITED BROKERAGE SERVICES, INC
August 16, 2018 - March 8, 2019
UNITED BROKERAGE SERVICES, INC
November 18, 2008 - August 22, 2018
UBS FINANCIAL SERVICES INC.
November 18, 2008 - August 22, 2018
UBS FINANCIAL SERVICES INC.
April 2, 2007 - November 24, 2008
MORGAN STANLEY & CO. LLC
April 2, 2007 - November 24, 2008
MORGAN STANLEY & CO. LLC
July 12, 2002 - April 2, 2007
MORGAN STANLEY DW INC.
July 12, 2002 - April 2, 2007
MORGAN STANLEY DW INC.
January 17, 2001 - July 19, 2002
CITIGROUP GLOBAL MARKETS INC.
May 15, 2000 - July 19, 2002
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/6/2023)
(8/23/2023)
Exams
Current Firm
SEQUENCE WEALTH MANAGEMENT
CRD#: 325470 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 58 |
| AUM (Assets Under Management) | $ 16,000,000 |
Red Flags
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