GA
George J. Audi
AMERAUDI ASSET MANAGEMENT
New York, NY 10022
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CRD#: 4118934
GA
Professional summary
George Joseph Audi is a registered financial advisor currently at AMERAUDI ASSET MANAGEMENT, INC. located in New York, New York.
George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. George has worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
George J. Audi is the CEO of Interaudi Bank as of 01/2020 as referenced in item 12 of Form U4 under employment history. George J. Audi's bank related activities and responsibilities can pose a time management conflict with his investment advisory responsibilities. Ameraudi Asset Management is an affiliate of Interaudi Bank (ref. Item 10 ADV Disclosure Part 2A for more detail)
CRS (Client Relationship Summary) - RIA
Click below to view George Joseph Audi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 5, 2014 - Present
AMERAUDI ASSET MANAGEMENT, INC.
Office #1: 19 East 54th Street, New York, NY 10022RIA
CRD#: 119854
New York, NY
Past
September 24, 2004 - March 29, 2006
EIM SECURITIES (USA) INC.
BD
CRD#: 40065
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AMERAUDI ASSET MANAGEMENT, INC.
AMERAUDI ASSET MANAGEMENT, INC.
CRD#: 119854 / SEC#: 801-115201
RIA
Registered Investment Advisory firm - (5/3/2019 Approved)Florida
Registered Investment Advisory firm - (5/10/2019 Terminated)New York
Registered Investment Advisory firm - (5/10/2019 Terminated)Texas
Registered Investment Advisory firm - (5/13/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(2/5/2014)
IAR
New York(8/19/2021)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
AA
AMERAUDI ASSET MANAGEMENT, INC.
AMERAUDI ASSET MANAGEMENT, INC.
CRD#: 119854 / SEC#: 801-115201
RIA
Registered Investment Advisory firm - (5/3/2019 Approved)Florida
Registered Investment Advisory firm - (5/10/2019 Terminated)New York
Registered Investment Advisory firm - (5/10/2019 Terminated)Texas
Registered Investment Advisory firm - (5/13/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
19 East 54th Street, New York, NY 10022
Mailing Address
Phone number
(212) 833-1090
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,245 |
| AUM (Assets Under Management) | $ 1,743,966,021 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
