Jay A. Mendoza
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jay Arnold Mendoza, who also goes by Jay A Mendoza, was a registered financial professional .
Jay is a previously registered financial professional and started their career in finance in 2000. Jay had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2009 - December 1, 2017
MCCLURG CAPITAL CORPORATION
August 6, 2002 - May 4, 2009
OSAIC WEALTH, INC.
July 15, 2002 - May 11, 2009
WHJR ASSOCIATES
October 31, 2001 - May 4, 2009
OSAIC WEALTH, INC.
January 21, 2000 - November 1, 2001
IAC SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MCCLURG CAPITAL CORPORATION
CRD#: 16798 / SEC#: , 8-34473
Contact information
FINRA licenses (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 117 |
| AUM (Assets Under Management) | $ 83,283,986 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
