Lonnie O. Speller

BANKERS LIFE SECURITIES

Orlando, FL 32821

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CRD#: 4118266

Professional summary

Lonnie Oneal Speller is a registered financial professional currently at BANKERS LIFE SECURITIES, INC. located in Orlando, Florida.

Lonnie is registered as a RR (Registered Representative) and started their career in finance in 2000. Lonnie has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lonnie Oneal Speller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 31, 2022 - Present

BANKERS LIFE SECURITIES, INC.

Office #1: 6277 Sea Harbor Drive Ste 202, Orlando, FL 32821

CRD#: 173962

Orlando, FL

Past

November 27, 2018 - August 22, 2022

LIFEMARK SECURITIES CORP.

CRD#: 16204

Baldwin, NY

Past

August 7, 2002 - November 6, 2018

FORESTERS EQUITY SERVICES, INC.

CRD#: 18464

MELVILLE, NY

Past

October 19, 2000 - March 27, 2002

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 19, 2000 - March 27, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

March 9, 2000 - October 5, 2000

DIME SECURITIES, INC.

CRD#: 28955

BROOKLYN, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(9/15/2023)

New York
(8/31/2022)

Exams

State Security Law Exam

Series 63

Date: 4/28/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/21/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/8/2000

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

BANKERS LIFE SECURITIES, INC.

BANKERS LIFE | BL SECURITIES, INC. | BANKERS LIFE SECURITIES, INC.

CRD#: 173962 / SEC#: , 8-69562

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

303 E Wacker Drive 5th Fl, Chicago, IL 60601

Mailing Address

303 E. Wacker Drive 5th Fl, Chicago, IL 60601

Phone number

(844) 553-9083

Established

Indiana since 07/31/2014

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CDOC, INC.	PARENT COMPANY
GOLDBERG, SCOTT LOUIS	BOARD MEMBER	5296395
HEILMAN, CHERYL LYNN	PRESIDENT/CEO/DIRECTOR	2114445
JOSEPHSON, STEVEN M	COO, DIRECTOR	2239540
KELLY, BRETT J	DIRECTOR, BLS OPERATIONS	4818868
LAMSON, MARK LEE	DIRECTOR OF SALES PRACTICE	1796166
MCDONOUGH, PAUL H	BOARD MEMBER	7089411
ROBERTS, ALBERTA STEPHENS	CHIEF COMPLIANCE OFFICER/ SECRETARY	2681068
TUCKER, CLARK BOMAR	FINOP	1977842

Disclosures

Regulatory Event	1
Civil Event	1

Red Flags

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Lonnie O. Speller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lonnie Oneal Speller's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIFEMARK SECURITIES CORP.

FORESTERS EQUITY SERVICES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

DIME SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/28/2000

SIE

Date: 10/1/2018

Series 7

Date: 12/21/2000

Series 6

Date: 3/8/2000

FINRA

Current Firm

BANKERS LIFE SECURITIES, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

BANKERS LIFE SECURITIES, INC.

TRUST BUT VERIFY

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