MM
Mark P. Mcginnis
STRATEGIC ADVISERS LLC
BARBERTON, OH
Some features on this profile are disabled
CRD#: 4117009
MM
Professional summary
Mark P Mcginnis, who also goes by Mark Patrick Mcginnis, Mark P Mcginnis, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Barberton, Ohio and FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Mark has worked at 10 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark Patrick Mcginnis | Mark P Mcginnis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Mark P Mcginnis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
BARBERTON, OH
Current
November 9, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917BD
CRD#: 7784
Smithfield, RI
Past
November 12, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
COVINGTON, KY
Past
October 1, 2019 - September 1, 2020
ALLSTATE FINANCIAL ADVISORS, LLC
RIA
CRD#: 109524
Akron, OH
Past
September 30, 2019 - September 1, 2020
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
Akron, OH
Past
October 12, 2016 - May 14, 2019
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
WHEELERSBURG, OH
Past
December 23, 2009 - May 14, 2019
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
WHEELERSBURG, OH
Past
August 16, 2006 - December 10, 2009
THE HUNTINGTON INVESTMENT COMPANY
BD
CRD#: 16986
MASSILLON, OH
Past
July 1, 2005 - August 11, 2006
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
BARBERTON, OH
Past
October 4, 2004 - July 1, 2005
FIRSTMERIT SECURITIES, INC.
BD
CRD#: 35057
AKRON, OH
Past
February 15, 2000 - October 5, 2004
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/9/2021)
RR
Alaska(11/9/2021)
RR
Arizona(11/9/2021)
RR
Arkansas(11/9/2021)
RR
California(11/9/2021)
RR
Colorado(11/9/2021)
RR
Connecticut(11/9/2021)
RR
Delaware(11/9/2021)
RR
District of Columbia(11/9/2021)
RR
Florida(11/9/2021)
RR
Georgia(11/9/2021)
RR
Hawaii(11/9/2021)
RR
Idaho(11/9/2021)
RR
Illinois(11/9/2021)
RR
Indiana(11/9/2021)
RR
Iowa(11/9/2021)
RR
Kansas(11/9/2021)
RR
Kentucky(11/9/2021)
RR
Louisiana(11/9/2021)
RR
Maine(11/9/2021)
RR
Maryland(11/9/2021)
RR
Massachusetts(11/9/2021)
RR
Michigan(11/9/2021)
RR
Minnesota(11/9/2021)
RR
Mississippi(11/9/2021)
RR
Missouri(11/9/2021)
RR
Montana(11/9/2021)
RR
Nebraska(11/9/2021)
RR
Nevada(11/9/2021)
RR
New Hampshire(11/9/2021)
RR
New Jersey(11/9/2021)
RR
New Mexico(11/9/2021)
RR
New York(11/9/2021)
RR
North Carolina(11/9/2021)
RR
North Dakota(11/9/2021)
RR
Ohio(11/10/2021)
IAR
Ohio(3/31/2025)
RR
Oklahoma(11/9/2021)
RR
Oregon(11/9/2021)
RR
Pennsylvania(11/9/2021)
RR
Puerto Rico(11/9/2021)
RR
Rhode Island(11/9/2021)
RR
South Carolina(11/9/2021)
RR
South Dakota(11/9/2021)
RR
Tennessee(11/9/2021)
RR
Texas(11/9/2021)
IAR
Texas(3/31/2025)
RR
Utah(11/9/2021)
RR
Vermont(11/9/2021)
RR
Virginia(11/9/2021)
RR
Washington(11/9/2021)
RR
West Virginia(11/9/2021)
RR
Wisconsin(11/9/2021)
RR
Wyoming(11/9/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
