Mark B. Manin

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CRD#: 4115825

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mark Bennett Manin, who also goes by Skip Manin, was a registered financial professional .

Mark is a previously registered financial professional and started their career in finance in 2000. Mark had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Skip Manin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 23, 2016 - December 31, 2016

NORTHEAST PLANNING ASSOCIATES, INC.

RIA

CRD#: 131406

Brookline, MA

Past

July 1, 2014 - December 31, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

HADDONFIELD, NJ

Past

June 18, 2014 - December 31, 2016

LPL FINANCIAL LLC

CRD#: 6413

HADDONFIELD, NJ

Past

October 12, 2011 - May 6, 2013

MARINER

RIA

CRD#: 151664

OVERLAND PARK,, KS

Past

September 16, 2011 - May 8, 2013

NEW ENGLAND SECURITIES

CRD#: 615

WELLESLEY, MA

Past

September 12, 2011 - May 8, 2013

NEW ENGLAND SECURITIES

RIA

CRD#: 615

WELLESLEY, MA

Past

August 8, 2006 - February 10, 2011

CAMMACK RETIREMENT GROUP

RIA

CRD#: 140614

WELLESLEY, MA

Past

July 16, 2001 - February 10, 2011

CAMMACK LARHETTE BROKERAGE, INC.

CRD#: 109906

WELLESLEY, MA

Past

May 3, 2000 - August 3, 2001

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

HARRISON, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTHEAST PLANNING ASSOCIATES, INC.

CRD#: 131406 / SEC#: 801-110475

RIA

Registered Investment Advisory firm - (4/28/2017 Approved)

Arizona

Registered Investment Advisory firm - (11/21/2016 Terminated)

California

Registered Investment Advisory firm - (11/24/2007 Terminated)

Connecticut

Registered Investment Advisory firm - (9/15/2015 Terminated)

Maine

Registered Investment Advisory firm - (6/7/2017 Terminated)

Massachusetts

Registered Investment Advisory firm - (5/4/2017 Terminated)

Missouri

Registered Investment Advisory firm - (10/25/2007 Terminated)

New Hampshire

Registered Investment Advisory firm - (7/17/2017 Terminated)

New Jersey

Registered Investment Advisory firm - (11/21/2016 Terminated)

Ohio

Registered Investment Advisory firm - (12/2/2014 Terminated)

Texas

Registered Investment Advisory firm - (5/4/2017 Terminated)

Vermont

Registered Investment Advisory firm - (7/18/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/28/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/19/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/2/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 3/6/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/1/2001

General Securities Principal Examination

Current Firm

NORTHEAST PLANNING ASSOCIATES, INC.

CRD#: 131406 / SEC#: 801-110475

RIA

Registered Investment Advisory firm - (4/28/2017 Approved)

Arizona

Registered Investment Advisory firm - (11/21/2016 Terminated)

California

Registered Investment Advisory firm - (11/24/2007 Terminated)

Connecticut

Registered Investment Advisory firm - (9/15/2015 Terminated)

Maine

Registered Investment Advisory firm - (6/7/2017 Terminated)

Massachusetts

Registered Investment Advisory firm - (5/4/2017 Terminated)

Missouri

Registered Investment Advisory firm - (10/25/2007 Terminated)

New Hampshire

Registered Investment Advisory firm - (7/17/2017 Terminated)

New Jersey

Registered Investment Advisory firm - (11/21/2016 Terminated)

Ohio

Registered Investment Advisory firm - (12/2/2014 Terminated)

Texas

Registered Investment Advisory firm - (5/4/2017 Terminated)

Vermont

Registered Investment Advisory firm - (7/18/2017 Terminated)

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Contact information

Main Address

43 Constitution Drive, Bedford, NH 03110

Mailing Address

Phone number

(603) 471-0900

Established

Firm type

Fiscal year end

# of Employees

131

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NPA FINANCIAL PLANNING DISCLOSURE BROCHURE (3/31/2025)

NPA FULL DISCLOSURE BROCHURE AND WRAP BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,467
AUM (Assets Under Management)	$ 327,668,966

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mark B. Manin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MARINER

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

CAMMACK RETIREMENT GROUP

CAMMACK LARHETTE BROKERAGE, INC.

TRANSAMERICA INVESTORS SECURITIES, LLC

Primary Firm SEC Registration

NORTHEAST PLANNING ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/28/2006

Series 63

Date: 6/19/2000

SIE

Date: 12/31/2016

Series 7

Date: 5/2/2000

Series 51

Date: 3/6/2003

Series 24

Date: 3/1/2001

Current Firm

NORTHEAST PLANNING ASSOCIATES, INC.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NORTHEAST PLANNING ASSOCIATES, INC.

TRUST BUT VERIFY

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