Terri L. King
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terri Lynn King, who also goes by Terri Lynn Hyman, was a registered financial professional .
Terri is a previously registered financial professional and started their career in finance in 2000. Terri had worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2017 - December 17, 2025
SLATESTONE WEALTH LLC
January 19, 2012 - June 19, 2017
LPL FINANCIAL LLC
May 26, 2005 - June 19, 2017
LPL FINANCIAL LLC
January 25, 2000 - June 1, 2005
MML INVESTORS SERVICES, LLC
Primary Firm SEC Registration
SLATESTONE WEALTH LLC
CRD#: 286669 / SEC#: 801-110003
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SLATESTONE WEALTH LLC
CRD#: 286669 / SEC#: 801-110003
Contact information
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,543 |
| AUM (Assets Under Management) | $ 1,653,938,437 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 10/25/2024 | ||
| 01/18/2024 | ||
| 10/25/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
