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SA

Sunil K. Aggarwal

A.BRIDGE REALVEST SECURITIES
Park Ridge, NJ 07656
Some features on this profile are disabled
CRD#: 4113604
SA

Professional summary

Sunil K Aggarwal is a registered financial professional currently at A.BRIDGE REALVEST SECURITIES CORPORATION located in Park Ridge, New Jersey.

Sunil is registered as a RR (Registered Representative) and started their career in finance in 2000. Sunil has worked at 2 firms and has passed the Series 63, SIE, Series 50, Series 7 and Series 54 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sunil K Aggarwal's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 6, 2016 - Present

A.BRIDGE REALVEST SECURITIES CORPORATION

Office #1: 244 Cambridge Oaks, Park Ridge, NJ 07656
BD
CRD#: 40001
Park Ridge, NJ
Past

January 12, 2011 - December 13, 2013

A.BRIDGE REALVEST SECURITIES CORPORATION

BD
CRD#: 40001
PARK RIDGE, NJ
Past

May 10, 2000 - February 2, 2009

ROOSEVELT & CROSS, INCORPORATED

BD
CRD#: 6964
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(5/9/2016)

Exams

State Security Law Exam
RR
Series 63
Date: 4/21/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 50
Date: 9/9/2017
Municipal Advisor Representative Qualification Exam
General Industry/Product Exam
RR
Series 7
Date: 5/9/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 54
Date: 12/1/2021
Municipal Advisor Principal Qualification Examination
SRO Registrations
RR
FINRA

Current Firm

AR
A.BRIDGE REALVEST SECURITIES CORPORATION
A.BRIDGE REALVEST SECURITIES CORPORATION | REALVEST SECURITIES CORPORATION

CRD#: 40001 / SEC#: , 8-48937

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
244 Cambridge Oaks, Park Ridge, NJ 07656
Mailing Address
244 Cambridge Oaks, Park Ridge, NJ 07656
Phone number
(201) 746-9292
Established
New York since 06/23/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SANDLER, GILBERTPRESIDENT/CCO
NELSON, GREGORY MICHAELSENIOR VICE PRESIDENT1443604

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

A.BRIDGE REALVEST SECURITIES CORPORATION

CRD#: 40001Park Ridge, NJ 07656

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