Brian P. Kelley
Professional summary
Brian Patrick Kelley is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2000. Brian has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Patrick Kelley's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2017 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 29, 2016 - January 5, 2017
VOYA FINANCIAL ADVISORS, INC.
January 2, 2014 - December 31, 2015
THE LEADERS GROUP, INC.
October 18, 2011 - December 31, 2013
VOYA FINANCIAL ADVISORS, INC.
August 3, 2009 - March 12, 2010
FOOTHILL SECURITIES, INC.
June 13, 2001 - August 3, 2009
CUE FINANCIAL GROUP, INC.
September 20, 2000 - June 4, 2001
CHARLES SCHWAB & CO., INC.
January 28, 2000 - July 12, 2000
CUE FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2017)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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