Christopher T. Donnelly

PACIFIC ROCK CAPITAL

Cardiff By The Sea, CA 92007

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CRD#: 4112765

Professional summary

Christopher Thomas Donnelly is a registered financial advisor currently at PACIFIC ROCK CAPITAL, LLC located in Cardiff By The Sea, California.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Christopher has worked at 4 firms and has passed the Series 66, Series 63, Series 7 and Series 28 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Thomas Donnelly's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 6, 2008 - Present

PACIFIC ROCK CAPITAL, LLC

Office #1: 120 Birmingham Drive Suite 120 D, Cardiff By The Sea, CA 92007

RIA

CRD#: 148154

Cardiff By The Sea, CA

Past

July 27, 2005 - March 25, 2008

MONARCH CAPITAL GROUP, LLC

CRD#: 47815

NEW YORK, NY

Past

August 15, 2003 - November 24, 2003

AVIOR CAPITAL, LLC

CRD#: 44732

SAN DIEGO, CA

Past

April 26, 2000 - July 9, 2001

PCS SECURITIES, INC.

CRD#: 47588

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/6/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/3/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/4/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/26/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 28

Date: 4/17/2000

Introducing Broker/Dealer Financial Operations Principal Examination

Current Firm

PACIFIC ROCK CAPITAL, LLC

CRD#: 148154 / SEC#:

California

Registered Investment Advisory firm - (10/6/2008 Approved)

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Contact information

Main Address

120 Birmingham Drive Suite 120 D, Cardiff By The Sea, CA 92007

Mailing Address

Phone number

(760) 635-3391

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	16
AUM (Assets Under Management)	$ 5,223,060

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher T. Donnelly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Thomas Donnelly's CRS (Customer Relationship Summary).

Certified licenses

Experience

PACIFIC ROCK CAPITAL, LLC

MONARCH CAPITAL GROUP, LLC

AVIOR CAPITAL, LLC

PCS SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/3/2008

Series 63

Date: 8/4/2000

Series 7

Date: 6/26/2000

Series 28

Date: 4/17/2000

Current Firm

PACIFIC ROCK CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PACIFIC ROCK CAPITAL, LLC

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