Laura Ann Clarke
Professional Summary
Laura Ann Clarke, who also goes by Laura Ann Aellig, Laura Ann Pauli, Laura A Pauli, is a registered financial advisor currently at PMA SECURITIES, LLC located in Naperville, Illinois. Laura is registered as a RR (Registered Representative) and started their career in finance in 2000. Laura has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Laura Ann Clarke, Laura Ann Aellig, Laura Ann Pauli, Laura A Pauli
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
26 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
ENGLISH CONCEPTS, INC. | PMA SECURITIES, LLC | PMA SECURITIES, INC.
Contact Information
Main Address
2135 Citygate Lane 7th Floor, Naperville, IL 60563Mailing Address
2135 Citygate Lane 7th Floor, Naperville, IL 60563Phone Number
(630) 657-6400Established
Illinois since 03/26/2019Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (23 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/16/2000)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Laura Ann Clarke's CRS (Customer Relationship Summary).
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