Dennis M. Erisman
Professional summary
Dennis Michael Erisman is a registered financial professional currently at HIGHTOWER SECURITIES, LLC located in Chicago, Illinois.
Dennis is registered as a RR (Registered Representative) and started their career in finance in 2000. Dennis has worked at 13 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dennis Michael Erisman's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 3, 2026 - Present
HIGHTOWER SECURITIES, LLC
Office #1: 200 West Madison Street Suite 2500, Chicago, IL 60606-3414August 12, 2025 - August 5, 2026
OSAIC INSTITUTIONS, INC.
April 20, 2021 - June 14, 2024
SECURITIES AMERICA, INC.
April 20, 2021 - August 23, 2024
TRIAD ADVISORS LLC
December 16, 2015 - March 10, 2016
VALIC FINANCIAL ADVISORS, INC.
December 16, 2015 - May 5, 2016
COREBRIDGE CAPITAL SERVICES, INC.
May 27, 2015 - September 1, 2023
OSAIC SERVICES, INC.
May 27, 2015 - November 3, 2023
FSC SECURITIES CORPORATION
May 27, 2015 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
May 27, 2015 - August 4, 2026
OSAIC WEALTH, INC.
November 1, 2013 - May 12, 2015
NATIONWIDE SECURITIES, LLC
September 22, 2003 - December 31, 2012
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
March 1, 2000 - September 24, 2003
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/3/2026)
(8/3/2026)
(8/11/2026)
Exams
FINRA
Current Firm
HIGHTOWER SECURITIES, LLC
CRD#: 116681 / SEC#: , 8-53560
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIGHTOWER HOLDING, LLC | PARENT COMPANY | |
| BESSO, DOUGLAS JOSEPH | CTO | 1530829 |
| COVIELLO, BARRY ANTHONY | EXECUTIVE DIRECTOR, NATIONAL FIELD SUPERVISION | 1813688 |
| GRAY, KENDRA | CHIEF COMPLIANCE OFFICER | 4388082 |
| GRAY, KENDRA | MUNICIPAL PRINCIPAL | 4388082 |
| KARL, MATTHEW JAMES | PRINCIPAL FINANCIAL OFFICER (PFO) & FINOP | 5361093 |
| SMITH, SCOTT DAVID | CHIEF EXECUTIVE OFFICER | 2523535 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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