Jason T. Wheeler

WILMINGTON, NC 28403

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CRD#: 4109728

Professional summary

Jason Thomas Wheeler, AIF®, CFP®, ChFC®, CLU® was a registered financial advisor .

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Jason had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Fixed insurance sales, as of 07/2001, 10% of time spent during business hours, at branch location, investment related.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2006

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

September 24, 2025 - Present

Office #1: 4018 Oleander Drive Suite 102, Wilmington, NC 28403

WILMINGTON, NC

Past

June 10, 2005 - October 6, 2025

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Wilmington, NC

Past

June 10, 2005 - July 31, 2019

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WILMINGTON, NC

Past

February 5, 2002 - June 13, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

WILMINGTON, NC

Past

June 29, 2001 - June 13, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

February 9, 2000 - June 29, 2001

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(9/24/2025)

IAR

Texas
(9/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/15/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/28/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 8/30/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 2/8/2000

General Securities Representative Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jason T. Wheeler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

IFG NETWORK SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/15/2001

Series 63

Date: 2/28/2000

SIE

Date: 10/1/2018

Series 31

Date: 8/30/2002

Series 7

Date: 2/8/2000

Current firm

No current employment

Red Flags

Company Information

No current employment

TRUST BUT VERIFY

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