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Neal K. Adler
AMERITAS ADVISORY SERVICES
Metairie, LA 70002
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CRD#: 4108756
NA
Professional summary
Neal Kenneth Adler is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Metairie, Louisiana and AMERITAS INVESTMENT COMPANY, LLC located in Mandeville, Louisiana.
Neal is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Neal has worked at 5 firms and has passed the SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LICENSED AS AN INDEPENDENT INSURANCE AGENT TO SELL FIXED INSURANCE PRODUCTS * JACOBSON ADLER LLC; SAME AS BRANCH; NON-INV REL; CPA FIRM-TAX, ACCOUNTING AND CONSULTING SERVICES; PARTNER; START DATE=8/2001; HRS/MO=160; TRADING HRS/MO=160; PREPARE AND REVIEW TAX RETURNS ACCOUNTING, SERVICES, COMPUTER & SOFTWARE SELECTION AND IMPLEMENTATION * ADVANTAGE NETWORK FINANCIAL SERVICES, LLC; SAME AS BRANCH; SELL INSURANCE PRODUCTS; AGENT; START DATE=12/2008; HRS/MO=10; TRADING HRS/MO=10; SELL INSURANCE AND OTHER INVESTMENT PRODUCTS * ROTARY CLUB OF METAIRIE, PO BOX 561, METAIRIE LA; NON-INV REL; SERVICE ORGANIZATION; TREASURER; START DATE=9/2012; HRS/MO=2; TRADING HRS/MO=2; PAY BILLS, INVOICE MEMBERS, RECEIVE PAYMENTS * NEAL K ADLER,CPA,LLC, 3939 N CAUSEWAY BLVD STE 206, METAIRIE LA; NON-INV REL; CPA BUSINESS; OWNER; START DATE=08/2001; CPA/TAX SERVICES; HRS/MO=160;TRADING HRS/MO=160;CPA TAX SERVICES.
CRS (Client Relationship Summary) - RIA
Click below to view Neal Kenneth Adler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2021 - Present
AMERITAS ADVISORY SERVICES, LLC
Office #1: 3939 N Causeway Blvd Ste 206, Metairie, LA 70002Office #2: 1070 Rue Chinon, Mandeville, LA 70471RIA
CRD#: 317245
Metairie, LA
Current
December 1, 2008 - Present
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
Mandeville, LA
Past
December 9, 2008 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
Metairie, LA
Past
October 13, 2008 - November 26, 2008
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
GONZALES, LA
Past
December 9, 2003 - November 26, 2008
SECURITIES AMERICA, INC.
BD
CRD#: 10205
GONZALES, LA
Past
February 4, 2000 - December 9, 2003
VERAVEST INVESTMENTS, INC.
BD
CRD#: 3960
WORCESTER, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Louisiana(12/1/2008)
IAR
Louisiana(11/1/2021)
Exams
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5900 O Street, Lincoln, NE 68510
Mailing Address
Phone number
(800) 335-9858
Established
Firm type
Fiscal year end
# of Employees
560
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
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Company Information
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245Metairie, LA 70002TRUST BUT VERIFY
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