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Theodore David Parker

AUGUSTAR DISTRIBUTORS
CINCINNATI, OH
·CRD# 4108713·26 years experience

Professional Summary

Theodore David Parker is a registered financial advisor currently at AUGUSTAR DISTRIBUTORS, INC. located in Cincinnati, Ohio. Theodore is registered as a RR (Registered Representative) and started their career in finance in 2000. Theodore has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

AUGUSTAR DISTRIBUTORS, INC.·CRD# 41081
BD
One Financial Way, Cincinnati, OH 45242
July 7, 2023 - Present
LINCOLN FINANCIAL DISTRIBUTORS, INC.·CRD# 145
BD
Cottonwood Heights, UT
November 25, 2019 - June 23, 2023
AST INVESTMENT SERVICES, INC.·CRD# 108897
RIA
Shelton, CT
March 20, 2006 - November 22, 2019
AMERICAN SKANDIA ADVISORY SERVICES, INC.·CRD# 109211
RIA
Shelton, CT
March 10, 2003 - March 25, 2004
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC·CRD# 21570
BD
Cottonwood Heights, UT
October 16, 2000 - November 20, 2019
WMA SECURITIES, INC.·CRD# 32625
BD
Duluth, GA
January 18, 2000 - October 12, 2000

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Current Firm

AD
AUGUSTAR DISTRIBUTORS, INC.

AUGUSTAR DISTRIBUTORS, INC. | OHIO NATIONAL EQUITIES, INC.

CRD#: 41081 / SEC#: 8-49296
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

One Financial Way, Cincinnati, OH 45242

Mailing Address

P.o. Box 237, Cincinnati, OH 45201-0371

Phone Number

(513) 797-3443

Established

Ohio since 01/17/1996

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (42 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CONSTELLATION INSURANCE, INC.PARENT COMPANY—
COLLINS, MATTHEW JAMESCHIEF COMPLIANCE OFFICER5069278
JACK, CLIFFORD JAMESDIRECTOR1398005
SOCOL, MARC ALLANPRESIDENT & DIRECTOR2761094

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Indiana
(9/16/2024)
RR
Ohio
(7/17/2023)
RR
South Dakota
(6/6/2025)
RR
Utah
(3/4/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2000About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2000About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 2000About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Apr 2005About the Series 26 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Theodore David Parker's CRS (Customer Relationship Summary).

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