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JB

Justin M. Brooks

SEVEN POST INVESTMENT OFFICE LP
San Francisco, CA 94104-4505
Some features on this profile are disabled
CRD#: 4108545
JB

Professional summary

Justin Michael Brooks is a registered financial advisor currently at SEVEN POST INVESTMENT OFFICE LP located in San Francisco, California.

Justin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Justin has worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Michael Brooks's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 29, 2024 - Present

SEVEN POST INVESTMENT OFFICE LP

Office #1: One Montgomery Street Suite 3150, San Francisco, CA 94104-4505
RIA
CRD#: 157435
San Francisco, CA
Past

January 11, 2006 - August 23, 2007

ERNST & YOUNG INVESTMENT ADVISERS LLP

RIA
CRD#: 110921
SAN FRANCISCO, CA
Past

September 14, 2004 - April 25, 2005

PRESIDIO CAPITAL ADVISORS LLC

RIA
CRD#: 108531
SAN FRANCISCO, CA
Past

August 24, 2004 - April 25, 2005

PRESIDIO CAPITAL ADVISORS, LLC

BD
CRD#: 116284
SAN FRANCISCO, CA
Past

May 24, 2002 - April 25, 2005

PRESIDIO MERCHANT PARTNERS LLC

BD
CRD#: 46473
DENVER, CO
Past

January 31, 2000 - November 3, 2000

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SEVEN POST INVESTMENT OFFICE LP
BATHURST WEALTH, LLC | SEVEN POST PRIVATE INVESTMENT OFFICE | SEVEN POST INVESTMENT OFFICE LP | SEVEN POST

CRD#: 157435 / SEC#: 801-72411

RIA
Registered Investment Advisory firm - (5/26/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(2/29/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/17/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/7/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 1/29/2000
Investment Company Products/Variable Contracts Representative Examination

Current Firm

SP
SEVEN POST INVESTMENT OFFICE LP
BATHURST WEALTH, LLC | SEVEN POST PRIVATE INVESTMENT OFFICE | SEVEN POST INVESTMENT OFFICE LP | SEVEN POST

CRD#: 157435 / SEC#: 801-72411

RIA
Registered Investment Advisory firm - (5/26/2011 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
One Montgomery Street Suite 3150, San Francisco, CA 94104-4505
Mailing Address
Phone number
(415) 341-9300
Established
Firm type
Fiscal year end
# of Employees
21

SEC notice filing (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE MARCH 2024 (3/25/2025)

Regulatory assets under management

Total Number of Accounts231
AUM (Assets Under Management)$ 8,361,452,376

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/24/2025
Cover Page
Report
09/26/2024
Cover Page
Report
06/23/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SEVEN POST INVESTMENT OFFICE LP

CRD#: 157435San Francisco, CA 94104-4505

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