Luke W. Ramsey
Professional summary
Luke Walter Ramsey is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Luke is registered as a RR (Registered Representative) and started their career in finance in 2000. Luke has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Luke Walter Ramsey's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 7, 2017 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 4, 2016 - December 6, 2017
THE LEADERS GROUP, INC.
January 6, 2012 - December 31, 2015
ST. BERNARD FINANCIAL SERVICES, INC.
January 13, 2011 - December 13, 2011
WORLD CAPITAL BROKERAGE, INC.
January 1, 2005 - September 23, 2010
VOYA FINANCIAL ADVISORS, INC.
June 20, 2000 - January 1, 2005
INTERLINK SECURITIES CORP.
March 22, 2000 - December 5, 2005
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/7/2017)
(1/4/2019)
(1/4/2019)
(12/7/2017)
(10/20/2023)
(9/6/2024)
(12/10/2018)
(12/6/2019)
(6/3/2025)
(4/6/2023)
(2/2/2021)
(1/8/2019)
(1/8/2019)
(12/7/2017)
(5/14/2025)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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