Daniel Rudgers
Professional summary
Daniel Rudgers, who also goes by Dan Rudgers, Daniel Frank Rudgers, is a registered financial professional currently at STONINGTON DRIVE SECURITIES LLC located in Short Hills, New Jersey.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2000. Daniel has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Rudgers's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 15, 2019 - Present
STONINGTON DRIVE SECURITIES LLC
Office #1: 51 Jfk Parkway First Floor West, Short Hills, NJ 07078Office #2: 51 Jfk Parkway First Floor West, Short Hills, NJ 07078November 29, 2016 - February 7, 2018
FIRST AVENUE
June 16, 2008 - June 2, 2016
LAZARD FRERES & CO. LLC
June 20, 2005 - May 29, 2008
LEHMAN BROTHERS INC.
September 23, 2003 - June 2, 2005
WELLS FARGO SECURITIES, LLC
February 3, 2000 - April 29, 2003
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/15/2019)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
STONINGTON DRIVE SECURITIES LLC
CRD#: 287876 / SEC#: , 8-69914
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
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