LG
Louis J. Gallipoli
CETERA INVESTMENT ADVISERS LLC
TOMS RIVER, NJ 08753
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CRD#: 4105915
LG
Professional summary
Louis Joseph Gallipoli II is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Toms River, New Jersey and CETERA WEALTH SERVICES, LLC located in Toms River, New Jersey.
Louis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Louis has worked at 4 firms and has passed the Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LJG2 Holdings LLC 11 Allen Street Toms River NJ 08753 Rental Property Owner/Management Owner/Sole Proprietor 1/1/2007 1hrs~1hrs Collect Rents and Pay Expenses. 2) Gallipoli & Gallipoli, PC 11 Allen Street Toms River NJ 08753 Tax Preparation/Accounting President 1/1/2001 160hrs~140hrs manage the accounting firm 3) Community Medical Center Planned Gi Hospital Drive Toms River NJ 08755 Other 1/1/2006 0hrs~0hrs advise committee on estate tax benefits of donating to the hospital 4) CEDAR ROW ASSOCIATES LLC POSITION: MEMBER NATURE: The LLC owns a single family residential property in NJ. It collects rents from the tenant. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/31/2021 ADDRESS: 11 Allen Street, Toms River NJ 08753, DESCRIPTION: I am one of 3 members of the LLC. My responsibility will be to collect the rent and pay the mortgage, property taxes and sewer bills. It is a passive activity in the sense that I hope not to spend more than 1 or 2 hours a month dealing with the tenant. 5) JERSEY SHORE UNITED FC POSITION: Treasurer NATURE: This position is temporary as the soccer club navigates the formal opening of the activity INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/21/2022 ADDRESS: 560 EASTERN BLVD, BAYVILLE NJ 08721, United States DESCRIPTION: I will have no official duties. I will not be a signor on any bank account and will not have access to any online banking or checkbook. I am appointed to give opinion relating to the structure of the organization
CRS (Client Relationship Summary) - RIA
Click below to view Louis Joseph Gallipoli II's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 11 Allen St, Toms River, NJ 08753RIA
CRD#: 105644
TOMS RIVER, NJ
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 11 Allen Street, Toms River, NJ 08753BD
CRD#: 13572
TOMS RIVER, NJ
Past
July 2, 2002 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
TOMS RIVER, NJ
Past
February 2, 2000 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
TOMS RIVER, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Jersey(9/5/2025)
IAR
New Jersey(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Toms River, NJ 08753TRUST BUT VERIFY
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