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HE

Hans G. Eriksson

ARCTIC SECURITIES
New York, NY 10111
Some features on this profile are disabled
CRD#: 4103506
HE

Professional summary

Hans Goran Mikael Eriksson, who also goes by Hans G M Eriksson, is a registered financial professional currently at ARCTIC SECURITIES LLC located in New York, New York.

Hans is registered as a RR (Registered Representative) and started their career in finance in 2000. Hans has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Hans G M Eriksson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Hans Goran Mikael Eriksson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 3, 2021 - Present

ARCTIC SECURITIES LLC

Office #1: 45 Rockefeller Plaza Suite 1960, New York, NY 10111
BD
CRD#: 174423
New York, NY
Past

December 11, 2020 - January 25, 2021

NYLIFE SECURITIES LLC

BD
CRD#: 5167
EDISON, NJ
Past

April 10, 2012 - June 3, 2019

DNB CARNEGIE, INC.

BD
CRD#: 127605
NEW YORK, NY
Past

January 17, 2000 - February 2, 2012

HANDELSBANKEN MARKETS SECURITIES, INC.

BD
CRD#: 38485
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(2/3/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 1/24/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 2/23/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 1/15/2000
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AS
ARCTIC SECURITIES LLC
ARCTIC SECURITIES LLC

CRD#: 174423 / SEC#: , 8-69571

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
45 Rockefeller Plaza Suite 1960, New York, NY 10124
Mailing Address
45 Rockefeller Plaza Suite 1960, New York, NY 10111
Phone number
(212) 597-5555
Established
Delaware since 10/24/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (19 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ARCTIC SECURITIES HOLDINGS AS100% OWNER
AHLFELD, JAMES BFINOP, PFO, POO4955796
HOEN, AUDUN JOHANNESCEO, CCO, CFO,COO, HEAD OF INVESTMENT BANKING/HEAD OFSALES4940711

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARCTIC SECURITIES LLC

CRD#: 174423New York, NY 10111

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