Nicola S. Patullo
Professional summary
Nicola Saverio Patullo, CFP®, who also goes by Nicola Saverio Patullo Mr., is a registered financial advisor currently at LEGACY EDGE ADVISORS located in Syosset, New York.
Nicola is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Nicola has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nicola Saverio Patullo's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2006
Experience
November 1, 2023 - Present
LEGACY EDGE ADVISORS
January 26, 2023 - November 1, 2023
WEALTHSHIELD PARTNERS, LLC
February 10, 2005 - November 13, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
February 10, 2005 - November 13, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
April 26, 2004 - January 20, 2005
MSI FINANCIAL SERVICES, INC.
March 11, 2002 - January 20, 2005
METROPOLITAN LIFE INSURANCE COMPANY
March 11, 2002 - January 20, 2005
MSI FINANCIAL SERVICES, INC.
April 11, 2000 - March 20, 2002
PFS INVESTMENTS INC.
Primary Firm SEC Registration
LEGACY EDGE ADVISORS
CRD#: 328064 / SEC#: 801-128842
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/1/2023)
Exams
Current Firm
LEGACY EDGE ADVISORS
CRD#: 328064 / SEC#: 801-128842
Contact information
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,118 |
| AUM (Assets Under Management) | $ 896,164,407 |
Red Flags
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