Daniel L. Nichols
Professional summary
Daniel Louis Nichols, who also goes by Dan Nichols, Daniel L Nichols, is a registered financial professional currently at FARMERS FINANCIAL SOLUTIONS, LLC located in Claremore, Oklahoma.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2000. Daniel has worked at 7 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Louis Nichols's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 11, 2016 - Present
FARMERS FINANCIAL SOLUTIONS, LLC
Office #1: 501 S Lynn Riggs Blvd Ste A, Claremore, OK 74017November 22, 2013 - April 22, 2016
SAYBRUS EQUITY SERVICES, LLC
March 14, 2013 - December 2, 2013
MONEY CONCEPTS CAPITAL CORP
December 5, 2005 - March 13, 2013
ALLSTATE FINANCIAL SERVICES, LLC
August 31, 2004 - December 7, 2005
PRUCO SECURITIES, LLC.
August 5, 2004 - December 7, 2005
PRUCO SECURITIES, LLC.
October 7, 2003 - August 13, 2004
MML INVESTORS SERVICES, LLC
October 2, 2003 - August 13, 2004
MML INVESTORS SERVICES, LLC
November 2, 2000 - June 26, 2003
EQUITABLE ADVISORS, LLC
January 5, 2000 - June 26, 2003
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/12/2016)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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Company Information
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863Claremore, OK 74017TRUST BUT VERIFY
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