Wade L. Neyland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wade Lynn Neyland was a registered financial professional .
Wade is a previously registered financial professional and started their career in finance in 2000. Wade had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 2011 - October 31, 2012
FIRST HEARTLAND CAPITAL, INC.
February 22, 2005 - September 1, 2011
EQUITABLE ADVISORS, LLC
February 11, 2005 - September 1, 2011
EQUITABLE ADVISORS, LLC
August 11, 2003 - January 27, 2005
WOODBURY FINANCIAL SERVICES, INC.
August 11, 2003 - January 27, 2005
WOODBURY FINANCIAL SERVICES, INC.
February 16, 2000 - August 19, 2003
EQUITABLE ADVISORS, LLC
February 2, 2000 - August 19, 2003
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST HEARTLAND CAPITAL, INC.
CRD#: 32460 / SEC#: , 8-46008
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
