George T. Gallagher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Thomas Gallagher, who also goes by George Gallagher, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 2000. George had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2017 - November 13, 2017
BRANDYWINE INVESTMENT SECURITIES, LLC
September 9, 2014 - November 2, 2015
MIDAMERICA FINANCIAL SERVICES, INC.
February 8, 2013 - September 25, 2013
MEDITERRANEAN SECURITIES GROUP, LLC
December 22, 2009 - July 12, 2012
PHD CAPITAL
February 10, 2009 - April 3, 2009
KAUFMAN BROS., L.P.
January 3, 2006 - December 1, 2008
SUSQUEHANNA FINANCIAL GROUP, LLLP
June 23, 2005 - November 17, 2005
REFCO SECURITIES, LLC
March 10, 2000 - March 20, 2003
NATEXIS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRANDYWINE INVESTMENT SECURITIES, LLC
CRD#: 153288 / SEC#: , 8-68520
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
