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George Thomas Gallagher

CRD# 4098627·Registered 2000 - 2017
Previously Registered: Being a previously registered professional could mean that George is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

George Thomas Gallagher, who also goes by George Gallagher, was a registered financial advisor. George was a previously registered financial professional and started their career in finance 2000 - 2017. George had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

George Gallagher

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

BRANDYWINE INVESTMENT SECURITIES, LLC·CRD# 153288
BD
Chadds Ford, PA
June 27, 2017 - November 13, 2017
MIDAMERICA FINANCIAL SERVICES, INC.·CRD# 47351
BD
Melville, NY
September 9, 2014 - November 2, 2015
MEDITERRANEAN SECURITIES GROUP, LLC·CRD# 153755
BD
Coconut Creek, FL
February 8, 2013 - September 25, 2013
PHD CAPITAL·CRD# 38785
BD
New York, NY
December 22, 2009 - July 12, 2012
KAUFMAN BROS., L.P.·CRD# 37909
BD
New York, NY
February 10, 2009 - April 3, 2009
SUSQUEHANNA FINANCIAL GROUP, LLLP·CRD# 35865
BD
New York, NY
January 3, 2006 - December 1, 2008
REFCO SECURITIES, LLC·CRD# 14094
BD
New York, NY
June 23, 2005 - November 17, 2005
NATEXIS SECURITIES, INC.·CRD# 45102
BD
New York, NY
March 10, 2000 - March 20, 2003

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Current Firm

BI
BRANDYWINE INVESTMENT SECURITIES, LLC

BRANDYWINE INVESTMENT SECURITIES, LLC

CRD#: 153288 / SEC#: 8-68520
BD
Terminated by SEC on 11/12/2017

Contact Information

Established

Delaware since 12/16/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MOORE, BRUCE EDWARDMEMBER859786
BRADYWINE HOLDINGS LLCOWNER—
MOORE, ERIC CURTISMEMBER4364245
DILLON, THOMAS STEPHENFINOP1670966
GALLAGHER, GEORGE THOMASCHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER4098627

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2010About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2000About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed May 2000About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Apr 2000About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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