David W. Miller

STRATEGIC ADVISERS LLC

LOS ANGELES, CA

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CRD#: 4098025

Professional summary

David Walter Miller, who also goes by David Miller, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Los Angeles, California and FIDELITY BROKERAGE SERVICES LLC located in Los Angeles, California.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. David has worked at 13 firms and has passed the Series 63, Series 66, SIE, Series 86, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Miller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Walter Miller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 2000 Avenue Of The Stars, Los Angeles, CA 90067

RIA

CRD#: 104555

LOS ANGELES, CA

Current

August 26, 2024 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 2000 Ave Of The Stars N. Tower, Los Angeles, CA 90067

CRD#: 7784

Los Angeles, CA

Past

December 5, 2024 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

LOS ANGELES, CA

Past

February 7, 2021 - November 13, 2023

SCHOLTZ & COMPANY, LLC

RIA

CRD#: 107363

LOS ANGELES, CA

Past

March 25, 2019 - August 11, 2020

IMPERIAL CAPITAL ASSET MANAGEMENT LLC

RIA

CRD#: 108258

LOS ANGELES, CA

Past

April 18, 2018 - August 11, 2020

IMPERIAL CAPITAL, LLC

CRD#: 43744

LOS ANGELES, CA

Past

July 8, 2016 - March 15, 2018

LOOP CAPITAL MARKETS LLC

CRD#: 43098

LOS ANGELES, CA

Past

June 20, 2016 - June 22, 2016

ROSENBLATT SECURITIES INC.

CRD#: 18377

NEW YORK, NY

Past

January 3, 2014 - June 3, 2016

TOPEKA CAPITAL MARKETS INC.

CRD#: 154133

Los Angeles, CA

Past

December 18, 2012 - January 3, 2014

B. RILEY & CO., LLC

CRD#: 40355

LOS ANGELES, CA

Past

July 9, 2008 - December 14, 2012

CARIS & COMPANY, INC.

CRD#: 104235

LOS ANGELES, CA

Past

January 2, 2002 - July 9, 2008

SANDERS MORRIS LLC

CRD#: 20580

LOS ANGELES, CA

Past

March 22, 2000 - December 31, 2001

SUTRO & CO. INCORPORATED

CRD#: 801

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/29/2024)

IAR

California
(3/31/2025)

New York
(7/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 10/28/2024

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 6/16/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 86

Date: 12/29/2004

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 8/25/2004

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 3/21/2000

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David W. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Walter Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

SCHOLTZ & COMPANY, LLC

IMPERIAL CAPITAL ASSET MANAGEMENT LLC

IMPERIAL CAPITAL, LLC

LOOP CAPITAL MARKETS LLC

ROSENBLATT SECURITIES INC.

TOPEKA CAPITAL MARKETS INC.

B. RILEY & CO., LLC

CARIS & COMPANY, INC.

SANDERS MORRIS LLC

SUTRO & CO. INCORPORATED

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/28/2024

Series 66

Date: 6/16/2018

SIE

Date: 10/1/2018

Series 86

Date: 12/29/2004

Series 87

Date: 8/25/2004

Series 7

Date: 3/21/2000

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

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