Corey J. Raths

AMERITAS ADVISORY SERVICES

Flagstaff, AZ 86001

Some features on this profile are disabled

CRD#: 4096666

Professional summary

Corey Jeff Raths, CFP® is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Flagstaff, Arizona and AMERITAS INVESTMENT COMPANY, LLC located in Flagstaff, Arizona.

Corey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Corey has worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

*BENEFIT AND FINANCIAL STRATEGIES, LLC; SAME AS BRANCH; INV REL; FIXED INSURANCE; AGENT; START DATE=01/2018; HRS/MO=10; TRADING HRS/MO=5; RECOMMEND FIXED LIFE INSURANCE PRODUCTS TO CLIENTS BASED ON HOLISITC WEALTH MANAGEMENT STRATEGIES, SOLICITATION AND SERVICE OF LIFE INSURANCE INCLUDING ANNUAL REVIEWS OF SUITABILITY * NORTHERN ARIZONA UNIVERSITY; NON INV REL; 101 E. MCCONNELL DR, FLAGSTAFF, AZ 86011; COLLEGE; ASSISTANT PROFESSOR OF FINANCE; START DATE=08/2023; HRS/MO=80; TRADING HRS/MO=20; TEACHING FINANCE STUDENTS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Corey Jeff Raths's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

November 1, 2021 - Present

AMERITAS ADVISORY SERVICES, LLC

Office #1: 510 N Humphreys St, Flagstaff, AZ 86001

RIA

CRD#: 317245

Flagstaff, AZ

Current

January 26, 2018 - Present

AMERITAS INVESTMENT COMPANY, LLC

Office #1: 510 N Humphreys St, Flagstaff, AZ 86001

CRD#: 14869

Flagstaff, AZ

Past

January 29, 2018 - November 1, 2021

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

LINCOLN, NE

Past

February 12, 2016 - January 29, 2018

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

FLAGSTAFF, AZ

Past

January 22, 2016 - January 29, 2018

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

FLAGSTAFF, AZ

Past

May 7, 2007 - January 26, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SCOTTSDALE, AZ

Past

March 16, 2007 - January 26, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SCOTTSDALE, AZ

Past

July 15, 2002 - March 21, 2007

EDWARD JONES

CRD#: 250

PORTLAND, OR

Past

January 11, 2001 - October 24, 2002

S.G. LONG & COMPANY

CRD#: 47511

MISSOULA, MT

Past

July 24, 2000 - December 31, 2000

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

January 2, 2000 - June 19, 2000

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/10/2025)

Alaska
(1/13/2022)

Arizona
(1/26/2018)

IAR

Arizona
(11/1/2021)

California
(1/26/2018)

Colorado
(1/26/2018)

Idaho
(1/13/2022)

Michigan
(3/8/2022)

Montana
(1/26/2018)

Nevada
(1/26/2018)

Oregon
(1/26/2018)

South Dakota
(3/23/2021)

Texas
(11/16/2023)

IAR

Texas
(11/16/2023)

Washington
(1/7/2020)

Wisconsin
(1/10/2025)

Wyoming
(1/26/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/4/2007

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/27/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/6/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/19/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/27/1999

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5900 O Street, Lincoln, NE 68510

Mailing Address

Phone number

(800) 335-9858

Established

Firm type

Fiscal year end

# of Employees

560

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (9/19/2025)

AMERITAS INVESTMENT STRATEGIES WRAP BROCHURE (9/19/2025)

AMERITAS WEALTH PLATFORM (9/19/2025)

GALAXY WRAP FEE BROCHURE (9/19/2025)

GALAXY II WRAP FEE BROCHURE (9/19/2025)

CONSTELLATION WRAP FEE PROGRAM (9/19/2025)

Regulatory assets under management

Total Number of Accounts	41,501
AUM (Assets Under Management)	$ 11,506,548,514

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
07/23/2024	Cover Page	Report
07/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Douglas Kinsey

ARTIFEX FINANCIAL GROUP, LLC

IAR

Oakwood, OH

Anthony Venturi

COLE WEALTH MANAGEMENT, LLC

SCOTTSDALE, AZ

Amanda Earlywine

HUMAN INVESTING

IAR

Lake Oswego, OR

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Corey J. Raths

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Corey Jeff Raths's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EDWARD JONES

S.G. LONG & COMPANY

VOYA FINANCIAL ADVISORS, INC.

WMA SECURITIES, INC.

Primary Firm SEC Registration

AMERITAS ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/4/2007

Series 65

Date: 11/27/2000

Series 63

Date: 1/6/2000

SIE

Date: 10/1/2018

Series 7

Date: 8/19/2002

Series 6

Date: 12/27/1999

FINRA

Current Firm

AMERITAS ADVISORY SERVICES, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AMERITAS ADVISORY SERVICES, LLC

TRUST BUT VERIFY

Similar Advisors