Andrea L. Steele
Professional summary
Andrea Lynn Steele, who also goes by Andrea Lynn Polisseni, Andrea Lynn Thieman, is a registered financial professional currently at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. located in Columbus, Ohio.
Andrea is registered as a RR (Registered Representative) and started their career in finance in 2000. Andrea has worked at 4 firms and has passed the SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrea Lynn Steele's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2014 - Present
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
Office #1: 1111 Polaris Parkway, Columbus, OH 43240August 19, 2013 - January 2, 2014
NATIONWIDE INVESTMENT SERVICES CORPORATION
August 3, 2007 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
August 3, 2007 - September 18, 2013
NATIONWIDE SECURITIES, LLC
December 7, 2000 - September 27, 2006
NATIONWIDE INVESTMENT SERVICES CORPORATION
February 8, 2000 - December 31, 2000
NATIONWIDE SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
CRD#: 102920 / SEC#: 801-64031, 8-52182
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| DONOHUE, JOHN THOMAS | DIRECTOR | 2372302 |
| HOFFMANN, JAMES ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 1949574 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | PRESIDENT AND DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
| STRIFE, LOREN T | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER | 5393453 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
CRD#: 102920Columbus, OH 43240TRUST BUT VERIFY
Monitor Andrea Steele
Get automatic monthly alerts on:
